87 Control Management Jobs

Role Overview: As a Control Management Associate within our Control Management Team, you will play a crucial role in shaping a robust and sustainable control framework for the business. Your responsibilities will include managing program governance, identifying and escalating exceptions, and partnering with stakeholders to ensure timely remediation. By becoming a trusted Subject Matter Expert, you will contribute to maintaining the highest standards of governance, compliance, and risk management across the organization. Key Responsibilities: - Be a Subject Matter Expert (SME) for Control and Operational Risk Evaluation (CORE) system, managing the governance program, including liaising with t...

As a Legal APAC Global Contract Services - VP at Barclays, you will embark on a transformative journey where you will spearhead the evolution of the Legal function. Your role involves overseeing technical delivery within the team, negotiating master trading documentation for the firm's global markets business, and being recognized as a subject matter expert on master agreements managed by Global Contract Services. You will manage global projects, provide guidance to younger team members, contribute to the team's knowledge base, and foster a strong risk and control environment. Some key responsibilities include negotiating complex master agreements, understanding jurisdictional requirements i...

You are a strategic thinker passionate about driving solutions in Control Management. You have found the right team. As a Control Manager Vice President within the risk assessment team, you will lead the development of an enhanced control framework that promotes a continuous and integrated approach to risk assessment. Your role will involve ensuring that the team aids in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation. **Job Responsibilities:** - Create a proactive risk and control culture leveraging proven evaluation strategies and sound change management protocols - Review and analyze program-related data (e.g., KRI/KPI) to suppor...

Role Overview: You will be responsible for governing the bank-wide Capability Model and ensuring its alignment with various regulatory requirements and transformation initiatives. As a VP in the Group Architecture team, you will work closely with other teams to drive improvements to the Capability Model, Enterprise Data Model, Process Models, and other entities supported by Group Architecture. Key Responsibilities: - Drive Capabilities Taxonomy annual recertification & implementation stage of change control - Ensure annual recertification of Capability mappings to operating model elements of the Bank - Engage with Stakeholders for timely recertifications - Maintain up-to-date datasets of Cap...

As a VP - Third Party Risk Manager at Barclays, you will be responsible for spearheading the evolution of the digital landscape and driving innovation and excellence. You will utilize cutting-edge technology to revolutionize digital offerings and ensure unparalleled customer experiences. **Key Responsibilities:** - Manage risk and control management, including handling regulatory requests. - Demonstrate a good understanding of Outsourcing and Third Party Risk Regulatory Guidelines. - Possess knowledge of Third Party Service Provider Risk, standards, processes, controls, and applications used to manage risk. - Execute and manage regulatory exams, audits, and responses to regulatory requests w...

ROLE OVERVIEW: As a Vice President in the First line Risk Management team within the Global Banking and Markets (GBM) Division at Goldman Sachs, you will be joining a new Quality Assurance & Monitoring team within the Strategy and Analytics group. Your role will involve independently assessing the division's control environment through a robust Monitoring & Testing framework. Your impact will be crucial in providing independent, objective, and timely assurance around the firm's internal control structure. KEY RESPONSIBILITIES: - Develop an in-depth understanding of the operational risk and control profile across Global Banking & Markets (GBM) - Provide advice, challenge, and recommendations ...

As a Control Manager at JPMorganChase, you will play a crucial role in shaping compliance and risk strategies to safeguard the firm's integrity and operations. Your expertise in control management will be instrumental in identifying and mitigating compliance and operational risks. By leading the development and implementation of comprehensive control strategies, you will enhance the control environment through innovative solutions and advanced data analysis. Key Responsibilities: - Develop and implement comprehensive control strategies to identify and mitigate compliance and operational risks. - Utilize advanced data and tech literacy skills to interpret business needs, identify trends, and ...

Business Execution Associate Location: Bangalore Experience: 4 to 6 years Records Management knowledge US Regulatory Knowledge (APAC, EMEA regions is good to have) Python Skills Communication skills Stakeholder Management Desired Qualifications: 4+ years in Records Management or related Control Management function in a financial services firm Comprehensive knowledge of regulatory requirements within US for records management Knowledge and understanding of Records Management regulations Working knowledge of industry-standard records management platforms Ability to articulate complex concepts in a clear manner Strong analytical skills with high attention to detail and accuracy Familiarity in w...

As a KYC Operations Intmd Analyst at Citi, you will be responsible for overseeing Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in collaboration with the Compliance and Control team. Your primary objective will be to develop and manage an internal KYC (Know Your Client) program at Citi. Key Responsibilities: - Manage various aspects of risk and control, including Information Security, Continuation of Business, and Records Management - Analyze risk and associated controls to identify root causes, collaborate with peers and management, and propose solutions to mitigate risk/control issues - Support business managers and product staff - Partn...

Position Overview Job Title: Regulatory Optimization specialist Location: Pune, India Corporate Title: AVP Role Description At DWS, we're capturing the opportunities of tomorrow. You can be part of a leading, client-committed, global Asset Manager, making an impact on individuals, communities, and the world. Join us on our journey, and you can shape our transformation by working side by side with industry thought-leaders and gaining new and diverse perspectives. You can share ideas and be yourself, whilst driving innovative and sustainable solutions that influence markets and behaviours for the better. Every day brings the opportunity to discover a new now, and here at DWS, you'll be support...

As a Senior Associate, Control Manager within the Chief Data Office at JPMorgan Chase, your role is crucial in contributing to the effective management of the overall operational risk environment for the Chief Data & Analytics Office (CDAO). You will work closely with the Control Management team and CDAO business/control partners to ensure a strong control environment across the firm, promoting early operational risk identification, assessment, and sustainable solutions. **Key Responsibilities:** - Manage business as usual metric and reporting processes for the CDAO Control Management team, facilitating transitions and change management as required. - Coordinate and develop metrics and metri...

Job Title - Divisional Risk and Control Specialist, Associate Location - Pune , India Role Description The Divisional Risk and Control Specialist Documentation Analyst is responsible for delivering specific aspects of the risk and control strategy for a sub-division. This includes reviewing, mining, enriching controls data and documentation for management of key control inventory. Understanding operational processes for monitoring risk and control activities, designing of key controls and risk-based control reporting of key issues, performance, and validation of cyclical activities such as certification and annual control self-assessments. It would also include, control assurance, incident r...

In this role as a Control Management Associate within the Risk Management and Compliance (RM&C) CORE Program team at JPMorgan Chase, you will be instrumental in driving compliance and operational risk and controls initiatives, specifically related to Compliance Risk Assessment within RM&C. You will collaborate closely with key stakeholders to identify risks, design and evaluate controls, and implement sustainable solutions to mitigate compliance and operational risks effectively. **Key Responsibilities:** - Develop a solid understanding of Risk Management & Compliance policies, procedures, risks, controls, and issues in collaboration with Office of Legal Obligations (OLO) Governance and Cont...

Your role As a Wealth Management Loan Servicing Specialist at UBS, you will be responsible for the following key activities: - Updating reports daily/ quarterly/ ad-hoc for various activities. - Managing resolutions of un-reconciled funds and discrepancies. - Handling exceptions and escalations. - Interacting with Business, Finance, Credit Risk Management teams, and agent banks as required. - Analyzing Credit Documentation and ensuring correct reflection in systems. - Reconciliation of interests, fees, billing, and invoicing. - Managing reporting and compliance requirements, preparing and submitting timely control reports. Your expertise To excel in this role, you should possess the followin...

As an Internal Auditor at Bringle Academy, you will be responsible for the following: - Performing and controlling the full audit cycle, including risk management and control management to ensure operational effectiveness, financial reliability, and compliance with directives and regulations. - Determining the internal audit scope and developing annual plans. - Obtaining, analyzing, and evaluating accounting documentation, previous reports, data, and flowcharts. - Preparing and presenting reports that reflect audit results and document processes. - Acting as an objective source of independent advice to ensure validity, legality, and goal achievement. - Identifying loopholes and recommending ...

As a Vice President, Operations Engagement at HSBC, you will play a crucial role in streamlining engagement between Business, Technology, and Operations teams. Your responsibilities will involve building strong governance, establishing accountability across critical workstreams, and working independently with Operations, Product, and Technology management to ensure robust operations delivery. Key Responsibilities: - Streamline engagement between Business, Technology, and Operations teams - Build strong governance and establish accountability across critical workstreams - Work independently with Operations, Product, and Technology management to ensure robust operations delivery - Maintain str...

Role Overview: You will be joining the Central Control Management team as a Vice President Control Manager, responsible for supporting the Controls-related agenda for businesses/functions in the Corporate Centers, India. In this role, you will be instrumental in executing and delivering key initiatives, contributing to risk analysis, control issue detection, escalation, root cause analysis, and remediation efforts. Key Responsibilities: - Support the day-to-day and strategic objectives of the team, advocating for the execution of various initiatives. - Create and foster a proactive risk and control culture by implementing evaluation strategies and change management protocols. - Lead the exec...

Description International Risk and Controls sits within International Card Services (ICS) which comprises of all the issuing functions across all 28 international markets excluding the US - colleagues operate across a variety of geographies and disciplines. ICS issues products to our Consumer and Commercial customers the organization is an integral part of the global growth strategy for American Express; offering differentiated products and services is critical to our success and promises to drive significant growth and value through the delivery of innovative products, tailored to the needs of our customers. The objective of the ICS Control Management Legal Entity India Market Team is to pr...

Role Overview: You will be joining the Chief Administrative Office (CAO) Controls team as a Vice President, Third Party Oversight (TPO). Your primary role will involve overseeing the control environment within the Global Supplier Services function. As part of the team, you will be responsible for developing and implementing a comprehensive quality assurance and control management strategy, leading risk analyses, engaging with stakeholders, managing relationships, and ensuring systematic documentation and reporting. Key Responsibilities: - Develop and implement a comprehensive quality assurance and control management strategy aligned with organizational risk management frameworks and business...

As a Regulatory Reporting professional at our company, your role involves preparing, reviewing, and submitting timely and accurate regulatory reports to regulators. You will be responsible for collaborating with internal teams such as Finance, Risk, and Compliance to gather data and ensure accuracy in reports. Additionally, you will be required to maintain strong documentation and audit trails for all submissions and assist in the implementation of new regulatory reporting requirements and upgrades to reporting systems. Key Responsibilities: - Prepare and submit regulatory reports in accordance with jurisdictional guidelines - Review, validate, and reconcile data sources for regulatory repor...

JOB DESCRIPTION SECURITY & SAFETY OPERATIONS OFFICER Roles & Responsibilities I. Job Description The Safety & Security Officer is responsible for all day to day and BAU functions in support of the Security Manager/ CSIS Officer in ensuring operational implementation of instructions connected to the safety & security procedures and are in compliance to the applicable best practices. A. Security Inspections Conduct periodic security spot checks of premises / branches / facilities. • Create and maintain MIS of daily tasks / observations B. Security Operations Support and tracking of Project management tasks as advised by the Security Manager. Provide support for minor / day-to-day Security rela...

JOB DESCRIPTION SECURITY & SAFETY OPERATIONS OFFICER Roles & Responsibilities I. Job Description The Safety & Security Officer is responsible for all day to day and BAU functions in support of the Security Manager/ CSIS Officer in ensuring operational implementation of instructions connected to the safety & security procedures and are in compliance to the applicable best practices. A. Security Inspections Conduct periodic security spot checks of premises / branches / facilities. • Create and maintain MIS of daily tasks / observations B. Security Operations Support and tracking of Project management tasks as advised by the Security Manager. Provide support for minor / day-to-day Security rela...

As an Office of Legal Obligations (OLO) Associate within the HR Control Management team, you will play a crucial role in driving a consistent and efficient Control Management process and program framework. Your responsibilities will include ensuring compliance with Firmwide risk management standards and supporting the HR organization through strategic program development and execution. Your key responsibilities will include: - Driving a consistent, efficient, and well-organized Control Management (CM) end-to-end process and program framework for the Office of Legal Obligations (OLO) program. - Collaborating with Control Managers (CMs) to develop engagement models and approaches for new/exist...

1. Factory Operations Management: a. Oversee and manage the daily operations of the water manufacturing plant. b. Ensure all production targets and deadlines are met while maintaining a high level of quality. c. Coordinate with various departments (production, maintenance, quality control, and logistics) to ensure smooth operations. 2. Production Planning & Control: a. Develop and implement production schedules to ensure timely delivery of products. b. Monitor production levels and adjust plans as needed to meet demand. c. Ensure proper allocation of resources, including raw materials and labor, to maintain production efficiency. 3. Quality Assurance: a. Ensure adherence to quality control s...

About this role: Wells Fargo is seeking a Senior Business Execution Consultant. In this role, you will: Lead support functions or operations for multiple business groups and contribute to large scale strategic initiatives Ensure efficiency, quality, cost effectiveness of solutions, and pipeline management relating to assigned operations Research moderately complex business, operational, and strategic initiatives that require analytical skills, basic knowledge of organizational strategy and Business Execution, and understanding of international business Work independently to make recommendations for support function by providing support and leadership Assist in the planning and execution of a...