113 Control Management Jobs

About this role: Wells Fargo is seeking a Senior Business Execution Consultant. In this role, you will: Lead support functions or operations for multiple business groups and contribute to large scale strategic initiatives Ensure efficiency, quality, cost effectiveness of solutions, and pipeline management relating to assigned operations Research moderately complex business, operational, and strategic initiatives that require analytical skills, basic knowledge of organizational strategy and Business Execution, and understanding of international business Work independently to make recommendations for support function by providing support and leadership Assist in the planning and execution of a...

JOB DESCRIPTION SECURITY & SAFETY OPERATIONS OFFICER Roles & Responsibilities I. Job Description The Safety & Security Officer is responsible for all day to day and BAU functions in support of the Security Manager/ CSIS Officer in ensuring operational implementation of instructions connected to the safety & security procedures and are in compliance to the applicable best practices. A. Security Inspections Conduct periodic security spot checks of premises / branches / facilities. • Create and maintain MIS of daily tasks / observations B. Security Operations Support and tracking of Project management tasks as advised by the Security Manager. Provide support for minor / day-to-day Security rela...

Position Overview We are seeking a highly skilled and technically competent Risk Manager to design, implement, and embed an Internal Control Framework (ICF) from the ground up across company, which spans Managing General Agents (MGA), underwriting entities, and regulated insurance companies across multiple jurisdictions. This role will be pivotal in shaping the Groups risk management maturity by embedding a robust Risk Management Framework (RMF), integrating RCSA processes, KRI metrics, regulatory requirements, and delivering effective Board-level MI and governance. The ideal candidate will have deep expertise in risk management, internal controls, regulatory environments, and cross-border i...

Role Overview: As a Wealth Management Loan Servicing Specialist at UBS, your primary responsibilities will include updating reports daily/ quarterly/ ad-hoc for various activities, managing resolutions of un-reconciled funds and discrepancies, reconciling interests, fees, billing, and invoicing, as well as interacting with Business, Finance, Credit Risk Management teams, and agent banks. You will also be responsible for documentation management, ERMS/SOX related controls tests downloading, User Acceptance Testing for new projects, and more. Additionally, you will need to ensure the correct reflection of Credit Documentation in systems, manage reporting and compliance requirements, and prepar...

Join our team and make a significant impact on risk management and compliance at JPMorganChase. You'll have the opportunity to grow your career while leveraging your skills in control management and data analysis. Be part of a dynamic team that values innovation and collaboration, and contribute to the firm's operational efficiency and risk mitigation strategies. As a Control Analyst within JPMorganChase, you will play a crucial role in maintaining a robust control environment. You will collaborate with business executives to identify and assess compliance and operational risks, ensuring the effective design and testing of controls. Your work will directly contribute to the firm's adherence ...

As an internal audit semi qualified professional with 3 to 5 years of experience, your role will involve performing and controlling the full audit cycle. This includes managing risks and controls, ensuring operational effectiveness, financial reliability, and compliance with all directives and regulations. You will be responsible for determining the internal audit scope, developing annual plans, and obtaining, analyzing, and evaluating accounting documentation, previous reports, data, and flowcharts. Key Responsibilities: - Prepare and present reports that reflect audit results and document processes - Act as an objective source of independent advice to ensure validity, legality, and goal ac...

As a Vice President Control Manager within the Central Control Management team at our company, you will play a vital role in supporting the Controls-related agenda for the businesses/functions in the Corporate Centers, India. You will be accountable to the Control Management Lead (Corporate Centers, India) and crucial in supporting both the day-to-day and strategic objectives of the team. Your role will involve advocating the execution and delivery of a broad spectrum of key initiatives, as well as ensuring top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation. Key Responsibilities: - Create a proactive risk and control culture that lever...

As a Vice President, Operations Engagement at HSBC, you will be responsible for streamlining engagement between Business, Technology, and Operations teams, building strong governance, and establishing accountability across critical workstreams. Your primary responsibilities include: - Working independently with Operations, Product, and Technology management to ensure robust operations delivery. - Maintaining strong relationships with key stakeholders such as the Global Head of Securities Services Operations, Securities Services Product Leads, and Operations leadership teams. To excel in this role, you should possess: - A good understanding of Securities services business or operations functi...

Key Responsibility Areas Executing onsite client facing BFSI engagements with a focus on the following: Evaluating the adequacy and effectiveness of policies, procedures, and controls Assist in the development of audit work programs, and RACMs (key risk and control indicators) Review and development of risk ratings and heat maps Review and perform detailed Root Cause Analysis of critical events/ losses. Assist in assessing risk, defining observations, and developing appropriate corrective actions. Evaluate changes in regulatory requirements and ensure clients business processes are enabled to ensure compliance. Perform and control the full audit cycle including risk management and control ma...

As a Vice President in the Quality Assurance & Monitoring team within the Global Banking and Markets (GBM) Division at Goldman Sachs, your role involves independently assessing the division's overall control environment through a strong Monitoring & Testing framework. Your focus will be on enhancing monitoring of processes, systems, and controls efficacy, and evaluating the performance and compliance of processes or controls through robust testing methods. **Role Overview:** In your capacity as a Vice President in the Quality Assurance & Monitoring team, you will play a critical role in developing and managing the processes and controls that enable business flow within the Global Banking and...

Join the HR Control Management team as an Office of Legal Obligations (OLO) Associate, playing a crucial role in driving a consistent and efficient Control Management process and program framework. Ensure compliance with Firmwide risk management standards and support the HR organization through strategic program development and execution. As an Associate OLO Associate within the HR Control Management team, drive strategic initiatives focusing on compliance and operational efficiency. Your expertise in program management and process improvement is essential in aligning with Firmwide risk management standards and supporting the HR organization. If you are a proactive problem-solver with a pass...

As the Head of Web Application and API Protection at HSBC, your role will involve shaping the global strategy for Web Application Security & Protection (WASP) by collaborating with engineers, architects, and platform owners. You will be responsible for defining and maintaining the strategy to enable business success, meet regulatory expectations, and respond to evolving threat actors. Your key responsibilities will include: - Defining and maintaining the global strategy for WASP, ensuring alignment with business goals, regulatory requirements, and best practices. - Owning the investment roadmap for WASP and overseeing its successful delivery across multiple partners, prioritizing risk reduct...

Role Overview: You will be responsible for leading the development and implementation of strategic planning and control frameworks for multiple large projects, ensuring resource efficiency and risk mitigation. Your role will involve providing strategic leadership governance, overseeing project milestones alignment with organizational goals, managing cost control, and quality assurance. Additionally, you will be involved in overseeing the internal budgeting process, optimizing resource allocation, and providing inputs on project phasing to the master planning team. Key Responsibilities: - Develop and maintain integrated project schedules using industry-standard tools (e.g., Primavera, MS Proj...

About this role: Wells Fargo is seeking a Senior Business Execution Consultant. This role will perform a model governance function within MCRA with responsibility for all models owned by MCRM. MCRM owns primarily models developed by MCRA, but also covers some qualitative models developed by MCRM business leads. Specific responsibilities include developing and managing model governance reporting function and management of specific model governance functions related to model identification and the maintenance of model inventory. The role will also have critical responsibility for executing and evidencing performance of controls in alignment with companywide control standards. The specialist wi...

As an Assistant Vice President MI and Analytics, Client Service at HSBC, you will have a significant impact by contributing to risk and control management within the Sales frontline. Your role will involve conducting risk and control periodic testing across regions, supporting GPS Sales in managing Management Self-Identified Issues (MSIIs), and collaborating with Internal Audit and Compliance Assurance teams. Key Responsibilities: - Conduct risk and control periodic testing across regions - Support GPS Sales in managing Management Self-Identified Issues (MSIIs) - Collaborate with Internal Audit and Compliance Assurance teams for efficient audits/reviews - Develop relationships with regional ...

Desired Competency Strong understanding of certification requirements for compliance for fully electrified vehicles including hardware and software Strong understanding of change management process for certification requirements in various markets Battery Electric vehicles certification test experience Hands-on experience in change control management for engineering changes for hardware and software and deployment of those changes for certification requirements Knowledge of Electric drive units / High voltage batteries / charging systems compliance standards Good-to-Have Bachelors degree in mechanical/ electrical engineering or automotive engineering; An engineering or legal education / back...

Job Description Step into a pivotal role at JPMorganChase, where your expertise in control management will shape our compliance and risk strategies. Elevate your career with opportunities for growth and collaboration in a dynamic team environment. Join us to make a significant impact on our operations and safeguard our firm's integrity. As a Control Manager within JPMorganChase, you will lead the charge in identifying and mitigating compliance and operational risks. Your role is crucial in enhancing our control environment through innovative solutions and advanced data analysis. We value a culture of continuous improvement and collaboration, where your skills in stakeholder management and cy...

Role Overview: You are a strategic thinker passionate about driving solutions in financial analysis. As a Control Management- Vice President in the Finance team, you will have the opportunity to define, refine, and deliver set goals for the firm. You will be part of the Central Controls Services (CCS) team, working in a dynamic and exciting environment. Leading a functional team within CCS, you will ensure timely, accurate, and consistent monitoring and reporting across multiple programs. Your role will involve investigating operational challenges, implementing new processes, and enhancing current controls. Additionally, you will provide guidance to Service Centre personnel on complex querie...

Job Title: Data Quality & ETL Specialist Compliance Domain Key Responsibilities Design, develop, and maintain logic for data controls to ensure data integrity from source to target, meeting data quality standards for FCRM purposes. Design and implement data pipelines and ETL processes using Python and SQL . Optimize database performance through tuning, indexing, and partitioning strategies. Collaborate with technology development and testing teams to ensure accurate development and testing of data transformation logic. Independently analyze Source-to-Target Mapping documents , data dictionaries for root cause analysis and business understanding. Perform data profiling and end-to-end root cau...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role? Function Description Finance Control Management is a comprehensive an integrated program. Control Management team is a ke...

Role Overview: Step into a pivotal role at JPMorganChase, where your expertise in control management will shape compliance and risk strategies. Elevate your career with growth opportunities and collaboration in a dynamic team environment to make a significant impact on operations and safeguard the firm's integrity. Key Responsibilities: - Lead the development and implementation of comprehensive control strategies to identify and mitigate compliance and operational risks. - Utilize advanced data and tech literacy skills to interpret business needs, identify trends, and generate innovative solutions for enhancing the control environment. - Oversee the implementation of anti-fraud and cybersecu...

As a Control Manager at JPMorganChase, you will play a pivotal role in shaping compliance and risk strategies to safeguard the firm's integrity and enhance the control environment. Your expertise in control management will be instrumental in identifying and mitigating compliance and operational risks through innovative solutions and advanced data analysis. Joining our dynamic team will provide you with opportunities for growth and collaboration while making a significant impact on our operations. **Key Responsibilities:** - Lead the development and implementation of comprehensive control strategies to identify and mitigate compliance and operational risks. - Utilize advanced data and tech li...

As a Third Party Risk Manager at Standard Chartered, you will be responsible for overseeing and executing the third party risk management framework. Your expertise in risk and control environment, specifically within the technology and cyber security domain, will be crucial in ensuring all external vendor and partner relationships are assessed, monitored, and managed in alignment with organizational risk appetite and regulatory requirements. **Key Responsibilities:** - Manage the end-to-end third party risk lifecycle, including onboarding due diligence, risk assessment, contract reviews, continuous monitoring, and offboarding. - Ensure third party engagements operate within established risk ...

Step into a pivotal role at JPMorganChase, where your expertise in control management will shape our compliance and risk strategies. Elevate your career with opportunities for growth and collaboration in a dynamic team environment. Join us to make a significant impact on our operations and safeguard our firm's integrity. As a Control Manager within JPMorganChase, you will lead the charge in identifying and mitigating compliance and operational risks. Your role is crucial in enhancing our control environment through innovative solutions and advanced data analysis. We value a culture of continuous improvement and collaboration, where your skills in stakeholder management and cybersecurity will...

As a Legal Counsel at CRIF High Mark Credit Information Services Pvt. Ltd., your role involves drafting and negotiating agreements, coordinating with various stakeholders, implementing contracting policies, ensuring compliance with regulatory requirements, providing legal opinions on data privacy, interacting with external legal officers, and managing the Control Management Tool. Key Responsibilities: - Coordinate with information security, internal and regulatory compliance, sales, marketing, corporate legal, and finance stakeholders for successful transaction closure. - Implement contracting policies, advise sales teams on contractual terms and risks, and ensure compliance with RBI policie...