Compliance Officer

This is regarding job opening for Compliance Officer role with A leading Private Bank in Ahmedabad.

JD:-

Key Responsibilities:

· Ensure adherence to all applicable laws, regulations, and guidelines issued by IFSCA, RBI, and other regulatory bodies.

· Develop, implement, and maintain the compliance framework for the IBU.

· Monitor regulatory developments and assess their impact on IBU operations.

· Conduct periodic compliance risk assessments and internal reviews.

· Review and approve new products, services, and processes from a compliance perspective.

· Liaise with internal stakeholders to ensure timely resolution of compliance issues.

· Prepare and submit regulatory reports and returns as required.

· Coordinate and support regulatory inspections and audits.

· Conduct training and awareness programs for IBU staff on compliance matters.

· Maintain records of compliance breaches and ensure timely corrective actions.

· Support implementation of systems for customer risk categorization, AML/CFT monitoring, and regulatory reporting.

Key Requirements:

· Education: MBA/CA/CS/Postgraduate in Law, Finance, or related field.

· Experience: Minimum 5–8 years of experience in banking compliance, preferably with exposure to international banking or offshore units.

· Knowledge: Strong understanding of IFSCA regulations, FEMA, AML/CFT guidelines, and international banking operations.

Interested candidates can share their cv on seema@thepremierconsultants.com OR call on 8511915231.