Compliance Officer

Job Profile

• Do SEBI related compliance for listed companies
• Do FEMA related compliances
• Do ROC related compliances
• Handle Trademark related work
• Drafting of legal agreements and contracts
• Drafting and preparation of various legal agreements and offer documents necessary for different corporate actions. These actions encompass Initial Public Offerings (IPOs), Offers for Sale (OFS), Open Offers, Direct Listings, Corporate Migration, and Preferential Allotments.
• Before undertaking any corporate actions, such as an Initial Public Offering (IPO), Open Offer, Direct Listing, Migration, or Offer for Sale (OFS), it is imperative to conduct thorough due diligence of the company.
• Drafting letters and compiling documents to be issued to the Registrar of Companies (ROC), stock exchanges, banks, the Stamp Duty Department, and depositories.
• To ensure full compliance with SEBI (Issue of Capital and Disclosure Requirements) Regulations, SEBI (Listing Obligations and Disclosure Requirements) Regulations, the Reserve Bank of India (RBI) guidelines, the Companies Act, 2013, and all other applicable corporate laws, for the company preparing for listing on stock exchanges.
• To handle post IPO legal advices and compliances.
• Drafting of draft and final prospectus.
  

Benefits