Compliance Manager

About the Role:

Handle regulatory compliance primarily for subsidiaries specifically relating to capital markets, stock exchanges, and other regulatory bodies and supportive role to NBFC compliance.

Responsibilities

1. To manage and ensure compliance with SEBI, stock exchanges and other applicable capital market regulations.

2. Conduct compliance reviews and monitoring for capital market transactions

3. Ensure adherence to SEBI, RBI, FEMA, PMLA, and other capital market regulatory guidelines

4. Track and interpret regulatory updates, circulars, and notifications; evaluate their impact on business operations relating to capital markets

5. Support NBFC compliance team on handling compliance related actionable

Qualifications

• PG required.

Required

• 3–5 years in compliance roles within capital markets, NBFCs. Exposure to AIF & PMS would be preferrable
• Interpretation on guidelines.
• Coordination with stakeholders
• Good communication/ articulation skills