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Job Type

Full Time

Job Description

Job Title: Lead Compliance


Years of Experience : 5+

Education : Graduation/Post-Graduation /CA

Location : Mumbai

Permanent Role


ï‚· Effectively supervise internal compliance activities to ensure adherence to all applicable regulatory and statutory guidelines

ï‚· Review, monitor and track the completeness and quality of compliance submissions, reports and responses to regulatory bodies

ï‚· Identify deficiencies and irregularities in the compliance framework and recommend corrective actions

ï‚· Undertake compliance reviews for new product implementations and enhancements

ï‚· Liaise with various teams to address regulatory compliance requirements

ï‚· Drive the automation of compliance processes and workflows to improve operational efficiency

ï‚· Prepare precise compliance reports highlighting key issues and regulatory risks.

Must have RBI regulatory compliance experience

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