Position: AVP - Compliance Reports To: Chief Compliance Officer Location: Mumbai Years of experience: 8-10 years Candidate should have experience in BFSI preferably NBFC domain Qualification: CS degree The Role NBFC - RBI-related Compliances Ensuring RBI compliances applicable to NBFC-ND-SI-ML (RBI Scale Based Regulations, KYC Directions, Directions on IT and Outsourcing of IT Services and other Directions, Circulars, etc) Routine and Adhoc filings / submissions with RBI on various online portals (CIMS, Daksh, FIU Portal) and over emails. Drafting, Implementation and periodic review of Policies and Codes applicable to NBFCs. Handling regulatory communication, queries, scrutiny and inspections conducted by RBI. Compliance Calendar, Analysis of RBI Circulars and preparing the gist and implementation thereof. Handling inter-department requirements / queries on do ability and feasibility of transactions (related party transactions, Group Exposures, Outsourcing of services, borrowing, providing of security /guarantee, etc) Governance & Corporate Law (NBFC And Other Group Companies) Conducting of Board, Committee and General Meetings. Drafting of Notice, Agenda and Minutes for the Meetings. Actionable and its Tracker. Analysis of doability / feasibility of Transactions in accordance with the Regulatory Framework (RBI, SEBI, Corporate Laws, FEMA). Framing and implementing ESOP schemes. Preparing and finalization of Annual Report (Boards Report, Management Discussion and Analysis, Corporate Governance Report) Preparation and Filing of various Forms with RoC / MCA. Liasioning with regulatory agencies viz. SEBI, RBI, ROC and Stock Exchanges Fund raising - by issue of Commercial Paper, NCDs, etc. Compliance with the relevant Guidelines CSR - Handling CSR Team requirements / queries on CSR Initiatives as to eligibility, Implementing Agency, carry forward of excess spend, etc. Audits - Handling various Audits i.e. Statutory Audit, Secretarial Audit, Compliance Audit, CSR Review Audit, IS Audit. C. Tech / Tool Skills Hands on Companies Act, 2013, Secretarial Standards, RBI Guidelines for NBFCs Sound knowledge of MS word, Excel and Power point. Good financial knowledge with understanding of Balance sheet and P&L. D. Required Behavioural Competencies Good interpersonal and relationship management skills. Networking and Influencing skills Written and Verbal Communication Skills Time Management Analytical bent of mind Organized and ability to handle stressful situations with ease (ref:iimjobs.com) Show more Show less