Assistant Manager

• Band: 7
• Sub Band: 7A (Assistant Manager)
• Role: Individual Contributor (IC)
  

Responsibilities

• Understanding of APAC financial market structures (e.g., SGX, HKEX, TSE, ASX) and regional trading conventions.
• Working experience in monitoring market abuse and manipulation across all asset classes viz. EQ, FICC, & CFO).
• Knowledge of regulations from MAS, SFC, ASIC, JFSA and other Asian regulators.
• Conduct training session for the new joiners in the team and act as a buddy to them till they get hands on with the surveillance.
• Investigate patterns & trends, potential compliance issues with management and document findings.
• Work with global teams to reduce the ageing scenarios and maintain TAT.
• Constant interaction with Line of Business compliance teams on various projects and surveillance related initiatives.
  

Requirements

Education

• Post Graduate in any field
  

Experience Range

• 6+ years of experience in Trade Surveillance, capital markets operations with a thorough understanding of trade life cycle
  

Mandatory Skills

• Strong product knowledge viz. EQ, FI & CFO products
• Excellent English written and verbal communication skills
• Experience in Pre-trade / Post-trade / Real Time Surveillance
• Strong analytical, interpersonal, organizational, and time management skills
• Experience with SMARTS / Actimize
• Excel skills and attention to detail
• Strong Team Player
  

Shift Timings

• IST 08.00 AM to 05.30 PM
  

Location

• Mumbai