WC-Process, Audit & Compliance Manager-CO-SBB

No of VacanciesReports toWC:Head-Process, Audit & Compliance-CO-SBBIs a Team leaderYTeam Size0 to 3GradeDM/Manager/ Sr ManagerBusinessCorporate CenterDepartmentSBB CreditSub-DepartmentSBB CreditLocationAbout Wholesale CreditThe SBB Credit department in the Bank is a Credit Underwriting department for all the Retail clientele of the Bank It is also responsible for ensuring the maintece of a good portfolio quality and for ensuring smooth credit appraisal processesProcess audit is a process used to identify potential problem areas in department which highlighted in Audit reports It helps the department to improve the efficiency of its business with minimum errors Timely audit reverts to Audit /compliancedepartmentsPerforms quality assurance reviews; makes recommendations for quality assurance and improvement programsParticipates in risk assessmentsProvides guidance to mitigate potential risks or conflictInforms clients of risk, makes recommendations to resolve risk, and consults with departments on the resolution of recommendationsResearches, executes, and documents compliance reviewsConducts compliance audits, inspections, reviews, and testsReviews protocols for research projects and advises faculty and staff on regulations and policiesResponds to potentially serious compliance issues and violations or consults with management on appropriate responsesReviews information from investigations to ensure resolutions have been satisfactorily implemented or determines if further action is necessaryEnd to end monitoring all regulatory schemesCo-ordination with locations for audit / compliance observations resolutionTraining to team on persisting errors pointed by AuditorsQualificationsGraduation/ Post- Graduation (MBA/ CA preferred) from a recognized instituteExperience of over 2 to 5 years in the field of auditing, including ficial, operational, and compliance auditsRole ProficienciesFor successful execution of the job, the candidate should possess:Knowledge of credit, relevant industry and product trendsKnowledge of regulatory guidelines and normsGood communication (both verbal and written) skill in both English and the local languageAbility to handle pressure and meet deadlines