VP/CVP - Compliance Monitoring

You will be responsible for the following key responsibilities: - Regulatory & Statutory Compliance: - Ensure full compliance with RBI guidelines, Companies Act, PMLA, FIU-IND, and other applicable NBFC regulations. - Monitor regulatory developments and assess their impact on business operations; ensure timely implementation of required changes. - Prepare and submit regulatory returns, filings, and responses to authorities. - Liaise and coordinate with RBI and other regulators during inspections, audits, and compliance reviews. - Policy & Framework Management: - Develop, review, and update compliance policies, manuals, and SOPs in line with evolving regulatory expectations. - Oversee implementation of internal compliance programs and control frameworks across business units. - Provide compliance guidance for new products, partnerships, and business initiatives. - Monitoring, Audit & Reporting: - Conduct regular compliance monitoring, testing, and internal reviews to identify risks and non-compliance. - Drive corrective and preventive actions in coordination with stakeholders. - Present periodic compliance status reports, risk assessments, and dashboards to senior management and the Board. - Legal Coordination: - Collaborate with the Legal team on regulatory interpretations, contract reviews, and mitigation of legal risks arising from compliance issues. - Support in regulatory investigations and ensure timely and accurate information submission. - Training & Culture Building: - Conduct compliance awareness and ethics training across the organization. - Promote a strong compliance culture, encouraging ethical business practices and accountability. Key Skills & Competencies: - Deep understanding of RBI Master Directions and other NBFC regulatory frameworks. - Strong grasp of financial services laws, corporate governance, and antimoney laundering (AML) norms. - Exceptional analytical, problem-solving, and risk assessment abilities. - Excellent communication and stakeholder management skills. - Strategic thinker with a high degree of integrity and judgment. Qualifications & Experience: - Education: LLB / LLM / CS / CA / MBA (Finance or Legal specialization preferred). - Experience: 1218 years of experience in compliance or legal functions within NBFCs, banks, or financial institutions. - Proven experience in handling regulatory inspections and developing organization-wide compliance programs.,