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Unit Manager - Compliance/Senior Unit Manager - Compliance

Unit Manager - Compliance/Senior Unit Manager - Compliance

Bajaj Finance

2 - 5 years

11 - 15 Lacs

pune

Posted:1 day ago| Platform:

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Skills Required

compliance compliance monitoring team handling emotional intelligence sebi finance compliance risk

Work Mode

Work from Office

Job Type

Full Time

Job Description

Job Purpose

The Inter-Regulatory Forum (IRF) consists of multiple regulatory bodies, including the RBI, SEBI, IRDAI, NHB and others. In this framework, the RBI has been designated as the Principal Regulator for the Bajaj Group, with Bajaj Finance Ltd identified as the Designated Entity within the group.The team handling IRF Compliance will be responsible for engaging with the RBI, understanding their requirement, and liaising within the group companies. Build strong relationships within the group to ensure alignment with regulatory expectations.Culture Anchor:Have high ambitions - Inspires the team to aim for higher targets and supports in achieving themOwn It - Acknowledges uncertainty and makes changes in own decisions/ actions for better outcomes

Duties and Responsibilities

Compliance Inter Regulatory Forum (IRF)Compliance Function plays a central role in identifying the level of Compliance risk in the organization. The compliance function comprises of Regulatory correspondence team, Advisory team, Compliance Monitoring Testing team. The incumbent will be part of the Compliance IRF Team and will be responsible for engaging with the RBI for IRF requirements. Additionally, the team will be liaising within the group, building strong relationships within the group to ensure alignment with regulatory expectations.Key Responsibilities:

Collect, consolidate, analyze and reviewing data received from different group companies as per the regulatory requirements and submission of the same to the IRF.

Ensure accuracy, completeness, and compliance of submitted data with regulatory standards.

Ensure timely follow-ups are conducted to track progress, address any delays, and ensure that all tasks and requirements are completed within the established deadlines.

assessing the nature of the request raised by regulators, identifying the relevant departments with the required expertise or data.

Required Qualifications and Experience

Practice Emotional Intelligence - Develops the team, supporting them to do moreListens to others, stays calm under pressure, and treats everyone with respect.

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Unit Manager - Compliance/Senior Unit Manager - Compliance