26 Compliance Risk Jobs

As an Assistant Vice President, Financial Crime Risk Stewardship at HSBC, you will play a crucial role in managing financial crime risks by overseeing and directing business controls in alignment with Global Line of Business procedures and HSBC Global Policies and Procedures. Your responsibilities will include: - Providing support in managing FC risks by ensuring transparency with FLOD and SLOD, overseeing control assessments, and monitoring trigger events for internal and external incidents. - Collaborating at a regional and country level to work across the entire FC structure and with lines of business and functions, including DBS where applicable. - Preparing, reviewing, challenging, and ...

We are looking for experienced TPRM (Third-Party Risk Management) Consultants with a strong background in the Life Sciences domain. The role involves conducting internal audits and third-party risk assessments focused on cybersecurity, compliance, operational, and fraud risks within pharmaceutical or healthcare settings. Candidates should be skilled in evaluating vendor risks, drafting SOPs and policies, performing gap analyses, and ensuring regulatory alignment. Relevant certifications like CISM, CISA, or CISSP are a plus. Location : - India(Remote) Preferably Hyderabad

As the Head of Risk Management, you will be responsible for leading the design, development, and implementation of an enterprise-wide risk management framework. Your role is critical in identifying and mitigating risks across credit, operational, and compliance domains in alignment with regulatory standards and business growth objectives. You will need to thrive in a fast-paced financial environment to drive a risk-aware culture across the organization. **Key Responsibilities:** - Develop and execute a robust, company-wide risk management strategy aligned with business objectives and regulatory mandates. - Oversee risk identification, evaluation, and mitigation across credit, operational, an...

We are looking for experienced TPRM (Third-Party Risk Management) Consultants with a strong background in the Life Sciences domain. The role involves conducting internal audits and third-party risk assessments focused on cybersecurity, compliance, operational, and fraud risks within pharmaceutical or healthcare settings. Candidates should be skilled in evaluating vendor risks, drafting SOPs and policies, performing gap analyses, and ensuring regulatory alignment. Relevant certifications like CISM, CISA, or CISSP are a plus. Location : - India(Remote) Preferably Hyderabad

You will be responsible for executing client related engagements in the areas of internal audits, risk assurance, risk transformation, and financial services risk management. Your role involves effectively engaging with clients, driving innovation in service delivery, assisting in business development proposals, contributing to firm-wide initiatives, and ensuring quality output within assigned timelines. Additionally, you will be expected to maintain a structured thought process, problem-solving skills, and stay abreast with industry developments. - Engage with clients and execute engagements under the supervision of Seniors and Managers - Work on Business Risk services such as Internal audi...

Job Purpose Compliance testing Perform Compliance testing of various products and processes. Determine scope & testing methodology in line with the Compliance testing plan, perform testing, discuss & obtain responses with action plan and present the results to Senior Management. Duties and Responsibilities Compliance testing and product reviewsCompliance Function plays a central role in identifying the level of Compliance risk in the organization The compliance function comprises of Regulatory correspondence team, Advisory team and Compliance Monitoring & Testing (CMT) team The incumbent will be part of the CMT team performing Compliance testing for various products and processes The CMT tea...

Role Overview: As a Cyber Risk Management Specialist at Hitachi Energy, you will play a crucial role in safeguarding the business and ensuring the delivery of secure products and services to customers. Your primary responsibility will involve collaborating with multi-stakeholder partnerships to protect the supply chain from organizational risks. You will work closely with various departments to review strategies, manage cyber risk management tools, identify vulnerabilities, and report threats to internal stakeholders. Key Responsibilities: - Communication with Stakeholders: - Communicate ongoing updates for the CRM-S program, including updates to Cybersecurity Standard, Supplier (CS-S), CRM-...

This is regarding job opening for Compliance Officer role with A leading Private Bank in Ahmedabad. Experience: 10+ years of work experience in compliance in banking Location: Gift city Gandhinagar JD:- Key Responsibilities: Ensure adherence to all applicable laws, regulations, and guidelines issued by IFSCA, RBI, and other regulatory bodies. Develop, implement, and maintain the compliance framework for the IBU. Monitor regulatory developments and assess their impact on IBU operations. Conduct periodic compliance risk assessments and internal reviews. Review and approve new products, services, and processes from a compliance perspective. Liaise with internal stakeholders to ensure timely res...

Job description Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Job Introduction The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group's businesses (also referred to as the First LOD) to ensure that they effectively manage as Risk Owners the Regulatory and Financial Crime Compliance risks inherent in or arising from the conduct...

Role Overview: As a member of the advisory risk services team at EY, your main objective will be to provide clients with a candid and reliable overview of their risk landscape. You will be responsible for executing client-related engagements in the areas of internal audits, risk assurance, risk transformation, and financial services risk management. Key Responsibilities: - Engage effectively with clients and execute engagements in areas such as internal audit, enterprise risk management, compliance risk, regulatory services, internal controls, contract risk services, and business process management under the supervision of Seniors and Managers. - Drive innovation in service delivery, ensurin...

Job Purpose Compliance testing Perform Compliance testing of various products and processes. Determine scope & testing methodology in line with the Compliance testing plan, perform testing, discuss & obtain responses with action plan and present the results to Senior Management. Duties and Responsibilities Compliance testing and product reviews Compliance Function plays a central role in identifying the level of Compliance risk in the organisation. The compliance function comprises of Regulatory correspondence team, Advisory team and Compliance Monitoring & Testing (CMT) team. The incumbent will be part of the CMT team performing Compliance testing for various products and processes. The CMT...

Job Purpose The Inter-Regulatory Forum (IRF) consists of multiple regulatory bodies, including the RBI, SEBI, IRDAI, NHB and others. In this framework, the RBI has been designated as the Principal Regulator for the Bajaj Group, with Bajaj Finance Ltd identified as the Designated Entity within the group. The team handling IRF Compliance will be responsible for engaging with the RBI, understanding their requirement, and liaising within the group companies. Build strong relationships within the group to ensure alignment with regulatory expectations. Duties and Responsibilities Compliance Inter Regulatory Forum (IRF) Compliance Function plays a central role in identifying the level of Compliance...

Job Purpose The Inter-Regulatory Forum (IRF) consists of multiple regulatory bodies, including the RBI, SEBI, IRDAI, NHB and others. In this framework, the RBI has been designated as the Principal Regulator for the Bajaj Group, with Bajaj Finance Ltd identified as the Designated Entity within the group. The team handling IRF Compliance will be responsible for engaging with the RBI, understanding their requirement, and liaising within the group companies. Build strong relationships within the group to ensure alignment with regulatory expectations. Duties and Responsibilities Compliance Inter Regulatory Forum (IRF) Compliance Function plays a central role in identifying the level of Compliance...

The objective of our advisory risk services is to provide clients with a candid and reliable overview of their risk landscape. Our solutions can be used by our clients to build confidence and trust with their customers, the overall market, and when required by regulation or contract. You will be responsible for executing client-related engagements in the areas of internal audits, risk assurance, risk transformation, and financial services risk management. Your key responsibilities include effectively engaging with clients and executing engagements under the supervision of Seniors and Managers. Client Engagements primarily focus on Business Risk services such as internal audit, enterprise ris...

Transport is at the core of modern society. If you seek to make a difference on a global scale, working with next-gen technologies and collaborative teams, then we could be a perfect match. Our world is constantly changing, and at Volvo CE, we believe in shaping a cleaner, smarter, and more connected world through imagination, hard work, and technological innovation. We work together with our customers in the global construction industry to turn our belief in a sustainable future into reality for people everywhere. We are currently seeking a Manager Internal Control based in Bangalore, responsible for Internal Audits, Internal Controls, and Business Process Automation. Reporting to the Chief...

The objective of the advisory risk services at EY is to provide clients with a candid and reliable overview of their risk landscape, helping them to build confidence and trust with their customers, the market, and regulatory bodies. As a part of this team, you will be responsible for executing client-related engagements in various areas such as internal audits, risk assurance, risk transformation, and financial services risk management. Your key responsibilities will include effectively engaging with clients and executing engagements under the supervision of Seniors and Managers. You will work on client engagements related to Business Risk services like internal audit, enterprise risk manage...

Role Description The Compliance and AFC Departments seek to protect the Banks licenses by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct/ethics in connect with the Banks regulated activities, and driving a culture of compliance and ethical conduct in the Bank. Controls Testing & Assurance CT&A seeks to provide independent and objective assurance to the Management Board of the Bank, on the adequacy of the design and effectiveness of the Compliance and AFC Risk & Control framework for the areas for which it has been allocated responsibility. Controls Testung & Assurance CT&A CT&A ...

As an Assistant Manager in our Non-Financial Risk team at Macquarie, you will play a crucial role in helping develop and implement Macquaries operational risk management framework across our Financial Management Group. Joining our global financial services group, you will be part of a friendly and supportive team where every member's contribution is valued. Your responsibilities will include performing design and operational testing of controls, liaising with the business to gain process understanding, identifying gaps in the control environment, and reporting findings to the business. You should have at least 2 years of post-qualification experience in Operational Risk, Internal or External...

As an Assistant Manager in Macquarie's Non-Financial Risk team, you will play a crucial role in helping develop and implement the operational risk management framework across the Financial Management Group. At Macquarie, we believe in the power of diversity and empowerment, fostering a collaborative environment where every individual's contribution is valued. Your main responsibilities will include performing design and operational testing of controls, collaborating with business units to understand processes, identifying control environment gaps, and reporting findings to the business. To excel in this role, you should have at least 2 years of post-qualification experience in Operational Ri...

Role & responsibilities: Supervising dissemination of actionable emanating from new guidelines and ensuring implementation by the respective Business units of the Bank Strict monitoring through the systems/ tools available in the department of various issues relating to Digital Journeys Approval of any new/ review of existing Policy/ Internal circulars/ processes upon ensuring all regulatory/internal guidelines have been complied with. Handling of Advisory related to Compliance with Regulatory Guidelines on Digital Lending and other related guidelines. Connecting with regulators/ peer banks to seek clarification/ benchmark process followed in the bank (wherever required) Testing of regulatio...

Role : Account Executive & Compliance Officer Location : Pune Experience : 5 to 6 Years Qualification : B.com Job Description : Key Responsibilities : ? Handle day-to-day accounting entries including journal entries, bank reconciliation, and ledger scrutiny. ? Maintain books of accounts using Tally ERP/Prime or other accounting software. ? Prepare and file monthly GST returns (GSTR-1, GSTR-3B) and TDS returns. ? Assist in the preparation of financial statements and audit schedules. ? Reconcile receivables/payables and follow up on outstanding balances. ? Generate MIS reports as required by management or clients. ? Support statutory audits and internal audits. ? Ensure compliance with applica...

We are looking for a highly skilled and experienced Regulatory Compliance Manager to join our team in Bengaluru. The ideal candidate will have 3-5 years of experience in regulatory compliance or a related field, with a strong background in finance, accounting, law, or a related discipline. ### Roles and Responsibility Develop and implement effective regulatory compliance strategies to ensure adherence to industry standards. Collaborate with cross-functional teams to identify and mitigate regulatory risks. Provide expert guidance on regulatory matters, including policy documentation and client presentations. Manage and deliver high-quality work products, ensuring timely completion and meeting...

We are looking for a highly skilled and experienced professional to join our team as a Senior Consultant in Regulatory Compliance, based in Bengaluru. The ideal candidate will have 2-7 years of experience in regulatory compliance or risk management. ### Roles and Responsibility Deliver quality client services by monitoring progress, managing risk, and informing key stakeholders about outcomes. Demonstrate technical capabilities and professional knowledge in regulatory compliance. Establish relationships with client personnel at appropriate levels to understand their needs. Provide business acumen and stay current on new developments in advisory services and industry trends. Collaborate with ...

We are looking for a skilled Senior Consultant/Consultant IT Process improvement & Supply Chain Optimization with 4 to 7 years of experience. The ideal candidate will have a strong background in IT process improvement and supply chain optimization, with excellent analytical and problem-solving skills. ### Roles and Responsibility Headcount Management and Process Improvement. IT Infrastructure Cost Optimization and Financial Control & Management. Metrics & Reporting and People / Location Strategy. Vendor Management and Supply chain optimization for Technology spend. Assessment of Contractual risk, IT Risk, Cyber security risk, strategic risk, compliance risk, operational risk, financial risk,...

About this role: Wells Fargo is seeking a Lead Compliance Officer In this role, you will: Provide oversight and monitoring of business group risk-based compliance programs Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements Oversee the Front Line's execution and challenges appropriately on compliance related decisions Develop, oversee, and provide independent credible challenge to standards with subject matter expertise Provide direction to the b...