Job
Description
We are looking for a highly skilled and experienced Regulatory Compliance Manager to join our team in Bengaluru. The ideal candidate will have 3-5 years of experience in regulatory compliance or a related field, with a strong background in finance, accounting, law, or a related discipline. ### Roles and Responsibility Develop and implement effective regulatory compliance strategies to ensure adherence to industry standards. Collaborate with cross-functional teams to identify and mitigate regulatory risks. Provide expert guidance on regulatory matters, including policy documentation and client presentations. Manage and deliver high-quality work products, ensuring timely completion and meeting client expectations. Mentor and coach junior consultants, fostering a culture of teamwork and collaboration. Cultivate and manage business development opportunities, assessing and presenting new service offerings to clients. ### Job Requirements Bachelor's degree in finance, accounting, law, or a related discipline; MBA, MS, or JD preferred. Strong communication skills are required for report writing, policy documentation, and client presentations. Possess excellent organizational skills and the ability to manage competing priorities. Demonstrate analytical skills to understand financial services industry processes utilizing a compliance and control focus. Relevant experience with federal regulatory agencies (OCC, FRB, CFPB) or financial services organization Compliance Department is preferred. Proficiency in interpreting regulatory pronouncements related to FRB regulatory expectations across multiple product lines is desired. Experience with developing functional requirement documents, business process insights, identifying mitigating risk controls, and building policy documentation for all financial institutions is beneficial. Knowledge of regulatory expectations related to Regulatory Compliance Management Systems and Compliance Risk Management Programs for financial institutions serving consumers is advantageous. Experience with regulatory compliance mapping gap assessment, design and implementation assistance, development or evaluation of compliance policies and procedures, and development and evaluation of mapping testing in target-state is a plus. Experience with designing, developing, and implementing internal controls and/or testing of internal controls for financial services business processes is desirable. Consumer lending product knowledge (e.g., mortgage, auto, credit card), consumer lending life cycle knowledge (e.g., marketing, origination, pricing, risk and servicing), and consumer regulation knowledge (e.g., fair lending, CRA, UDAAP, TILA, RESPA) is beneficial. Innovative, creative, and passionate individuals who demonstrate effective leadership, project management, and teamwork skills are encouraged to apply. Prior experience leading teams and managing people in the development and delivery of client engagements, thought leadership materials, and significant go-to-market initiatives is preferred. A demonstrated ability to function effectively in a fast-paced, client-facing consulting environment is essential.
