Trade & Transaction Reporting Analyst (Regulatory Reporting)

Join us as a Trade & Transaction Reporting Associate

• You'll be at the forefront of protecting the bank and supporting with the design, development, and undertaking of assurance activity on an end-to-end basis
• This is a varied role, where you’ll be supporting with exception management, reconciliations, controls testing, process management and issue investigation and resolution
• This is an opportunity to develop relationships with stakeholders across the bank, allowing great exposure for you and your work
• This role is available at senior analyst level

What you'll do

In your new role, you’ll be supporting with trade and transaction reporting and executing a variety of processes. This will include submissions to regulators for trade and transaction reporting, and making sure that controls are adhered to and everything is compliant with our regulatory obligations. The current scope of this role includes MiFID II, EMIR, MAS Dodd Frank Act, Canadian Transaction Reporting among other regulations, with focus on FX, Rates, FI, Credit and ETD products.

As you develop into your role, you’ll also be providing support to your supervisor with daily people management and ensuring the ongoing support and development of people.

Day-to-day, you’ll be:

• Delivering manual submissions of transactions under all applicable reporting jurisdictions and through appropriate forums
• Taking responsibility for the exception management of trade and transactions submissions under all applicable reporting jurisdictions
• Raising and escalating any breaches in regulatory reporting on time
• Maintaining documentation, including changes in regulations, new regulatory requirements, changes in internal processes and requests to support the business

The skills you'll need

We’re looking for someone with experience of operating in an audit, assurance or risk function, with an understanding of asset classes rates, credit, equity, FX, futures markets and structured trading businesses. Ideally, you’ll have gained this from working in a middle office or operations environment.

You'll be a consummate risk manager with an understanding of where risk resides and arises in day-to-day processes, with the ability to assess that risk and make sure it is targeted where possible in the first line of defence assurance testing.

Additionally, you’ll need:

• A strong and demonstrable understanding of front to back system architecture along the trade lifecycle and reporting flow
• Experience of working with regulatory reportable products within the derivatives or fixed income and respective trade flows
• An awareness of risk and control frameworks, including process documentation, control documentation and supervisory frameworks
• Good communication and presentation skills
• The ability to influence at all levels with experience of building positive working relationships with stakeholders