Trade Surveillance Analyst

JPMorgan Chase Bank

2 - 9 years

10 - 11 Lacs

Chennai Pune Delhi Mumbai Bengaluru Hyderabad Kolkata

Posted:3 months ago| Platform:

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Skills Required

Trade Bloomberg Compliance Operational risk Fixed income Process improvement Financial risk Asset management Securities law global compliance

Work Mode

Work from Office

Job Type

Full Time

Job Description

Reviewing Trade surveillance alerts and conducting analysis of trading and market activity for asset class and programs such as Equities, Information barriers, Fixed income, Futures/ Options and Asset management
Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately
Working with business and compliance stakeholders to identify potential market misconduct and technical rule violations and disposition, accordingly, include through interaction with regional Surveillance teams
Conducting alert-based reviews for potential violations of laws, rules, and regulations.
Work along with peers, handle multiple reports, engage in result-oriented tasks in a fast-paced environment. Identifying areas for process improvement and contribute towards the same
Additional duties as assigned & Identifying areas for process improvement and contribute towards the same
Identify key issues, risks, trends, observations and have them highlighted to management/key stakeholders

Required qualifications, capabilities, and skills

Bachelors Degree or equivalent experience
Prior trade surveillance experience with minimum 8 years of overall experience
Product experience with exchange traded products (including equities, futures and Fixed income) and/or information barriers / Asset management
An understanding of markets and potential market manipulative behavior and a demonstrated ability to conduct reviews relating to regional rules and regulations
Experience with reviewing trading activity for Compliance and familiarity with securities laws and regulations for identifying potential trading violations

Preferred Qualifications, Capabilities, and Skills

Experience with SMARTS, Actimize or similar Trade surveillance systems is a plus
Experience with navigation and sourcing of information in Bloomberg/public sources
Working Knowledge of securities markets preferred

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