Senior Manager Internal Audit

Job Purpose:

The Internal Auditor will be responsible for conducting thorough audits of various operations, including depository participant operations, custody operations, settlement operations, banking operations within AMC, and the payin and payout processes of security and fund transfer of exchanges. The role involves performing half-yearly audits of exchanges and ensuring compliance with regulatory requirements and internal policies.

Job Responsibilities

• Conduct comprehensive audits of depository participant operations. Evaluate the effectiveness of controls and compliance with regulatory requirements.
• Perform audits of custody operations to ensure proper management and safeguarding of assets. Assess the accuracy and completeness of custody records and processes.
• Lead and execute half-yearly audits of exchanges. Identify and report on areas of non-compliance and recommend corrective actions.
• Audit settlement operations to ensure timely and accurate settlement of transactions. Review and evaluate the effectiveness of settlement procedures and controls.
• Conduct audits of banking operations within the AMC division. Ensure compliance with internal policies and regulatory requirements.
• Audit the pay-in and payout processes of security and fund transfers of exchanges.
• Verify the accuracy and timeliness of transactions and related documentation.

Role Requirements Educational Qualifications:

• CA Minimum 8+ years of experience with 4/5 year experience in a AMC Audit background.
• Strong understanding of depository participant operations, custody operations, settlement processes, and banking operations within AMC.
• Knowledge of regulatory requirements related to exchanges and financial transactions Domain Knowledge: Audit in AMC Industry