Senior Legal & Compliance Manager

As a Senior Legal & Compliance Manager, you will lead legal and regulatory initiatives across NBFC and fintech operations. Your expertise in contract management, regulatory liaison, investor grievance handling, litigation support, and ensuring compliance with SEBI, RBI, and other financial regulations will be crucial for the organization. Key Responsibilities: - Draft, review, and negotiate various legal documents like loan agreements, co-lending agreements, NDAs, service provider/vendor contracts, joint venture agreements, disclaimers, privacy policies, and terms & conditions. - Ensure continuous compliance with SEBI, RBI, and other relevant legal frameworks. - Represent the company in legal proceedings, regulatory inspections, and arbitration/litigation matters when necessary. - Address investor complaints and collaborate with regulatory bodies for prompt and accurate responses. - Oversee regulatory filings and legal documentation related to NBFC activities and licensing. - Manage intellectual property filings, including trademark applications and oppositions. - Monitor legal risks and assess the impact of regulatory changes on business operations. - Support internal audit, inspection readiness, and enhancements in legal processes. Qualifications Required: - Bachelor's degree in Law (LLB); Master's degree (LLM) and/or CS (Executive) preferred. - 12-15 years of relevant experience in NBFC and fintech sectors. - Strong understanding of financial regulations, corporate law, and securities law. - Hands-on experience in handling regulatory interfaces with SEBI, RBI, stock exchanges, and tribunals. - Proficient in legal drafting, negotiation, and analytical skills. - Familiarity with legal documentation, compliance tracking, and Microsoft Office tools.,