1517 Sebi Jobs - Page 27

corporate legal and compliance roles, preferably in export, manufacturing, or engineering sectors. Draft, review, and negotiate contracts, NDAs, MoUs, and international trade agreements and other applicable laws. Required Candidate profile Ensure legal documentation complies with Indian and international laws. Validate Letters of Credit (LCs) and export-related legal documents. Manage ROC filings, board resolutions.

Company Secretary Responsibilities Knowledge Required Companies Act Latest amendments SEBI provisions MCA V3 portal Hiring organization Rays Power Infra Limited Experience 3-5 years Job Location Jaipur

Role & responsibilities * Prepare and distribute notices, agendas, and supporting materials for board and committee meetings. * Attend board meetings, record minutes, and maintain accurate records of board proceedings. * Assist in the preparation and filing of statutory documents with regulatory authorities. * Monitor changes in company law and ensure compliance with corporate governance guidelines, listing rules, and other regulatory requirements. * Provide guidance and support to directors and senior management on corporate governance matters. * Liaise with regulatory authorities, such as the Registrar of Companies (ROC), Reserve Bank of India (RBI), and the Securities and Exchange Board o...

Trainee / Semi-Qualified Company Secretary with 1+ year of experience in compliance, corporate governance, and secretarial functions, statutory filings, drafting minutes, ensuring adherence to Companies Act, SEBI, FEMA, and other laws.

Responsible for day to day activities related to admission of issuer companies & subsequent app in Admission Cell. Co-ordinate with RTAs/Issuer Companies/Exchanges/market participants & other Dept. Preparing various reports/MIS Required Candidate profile Min 1-6 yrs exp in capital markets in DP-Ops in MII'S Well conversant with depository operations and Dmat Account Opening & Closing Good analytical and verbal & written Communication Skills

Ensure compliance with Companies Act,SEBI regulations & other statutory requirements Organize & manage Board meetings, AGMs, and committee meetings—prepare agendas, minutes,and resolutions Liaise with regulatory authorities(MCA,SEBI,Stock Exchanges) Required Candidate profile 5–10 yrs of relevant experience in corporate secretarial roles, preferably in mfg or energy sectors Strong understanding of Indian corporate laws, SEBI regulations, and governance frameworks .

Position: Company Secretary (IPO Lead & Compliance Officer) Reporting To: Board of Directors / Audit Committee 1. Job Summary The Company Secretary serves as the Compliance Officer under SEBI and MCA regulations, steering the company through the IPO process and transitioning it into a listed entity. They will ensure legal, regulatory, and governance adherence, coordinate with official and intermediaries, and strengthen corporate disclosure and board effectiveness 2. Key Responsibilities A. IPO Stage (Pre-Listing) i. IPO Strategy & Timeline Management: Formulate and manage IPO workflows (Board approvals, timelines, compliance milestones). Support the constitution and functioning of the IPO St...

Duties At DailyObjects, we are committed to designing exceptional products that blend distinctive aesthetics with practical functionality. We are a fast-growing D2C brand with a dynamic culture of innovation, adaptability, and core duties of a company secretary will include optimizing workflow procedures in the office, assisting colleagues and executives in planning and distributing information, and being the point of reference for all queries, requests, or issues such as: Reporting to Finance head and often liaise with board members. Organizing and preparing agendas and papers for board meetings, committees and annual general meetings (AGMs). Responsible to maintain minutes and records for ...

Maintaining the Statutory Registers,Maintaining statutory books, minutes books etc,Conducting secretarial activities & board meetings,Ensuring annual filings under the Companies Act, assuring e-filing of returns, all compliances pertaining to audit.

You will be responsible for managing a set of entities for clients, providing Corporate Secretarial Services and facilitating the incorporation of Companies and LLPs. Your role will also involve advising on FEMA for various transactions and convening and organizing Board Meetings / Shareholder meetings for clients & Vistra entities. You will efficiently prepare and finalize Agenda, Notes to Agenda, Minutes of Board, General, and various Committee Meetings, and follow up on actions arising from these meetings. Additionally, you will liaise with client Board of Directors, Auditors, and internal teams to complete assigned tasks effectively. Tracking compliances through the Compliance Calendar a...

Mutual Funds 1. Grow Existing Customers - Regularly review portfolios, provide market updates 2. Bring in New Customers Life Insurance • Identify customer protection and investment needs to recommend appropriate Life Insurance products.

Secretarial functions: To ensure compliance of the provisions of Companies Law and rules made there-under and other statutes and bye-laws of the company. To ensure that business of the company is conducted in accordance with its objects as contained in its memorandum of association. To ensure that affairs of the company are managed in accordance with its objects contained in the articles of association and the provisions of the Companies Law. To prepare the agenda in consultation with the Chairman and the other documents for all the meetings of the board of directors. To arrange with and to call and hold meetings of the board and to prepare a correct record of proceedings. To attend the broa...

Responsibilities: * Ensure RBI & ROC compliance, adhere to Listing Agreement & SEBI guidelines. * Prepare board meetings, manage company law matters, oversee IBC processes.

Job Requirements Role/ Job Title: Senior Compliance Manager – Wholesale Lending Function/ Department: Compliance Job Purpose: The role entails the responsibility to ensure the bank’s policies and procedures comply with regulatory and ethical standards. It includes evaluating all current and new compliance regulations, reviewing bank's processes, and leading training sessions, especially for Retail Liabilities business as well as Treasury business of Wholesale Banking Roles & Responsibilities: To work closely with business units and support / control functions to effectively implement compliance requirements related to Wholesale Banking (Lending). To ensure that all required policies, procedu...

Ensure compliance with Companies Act, SEBI, FEMA, and other statutory requirements. Handle company filings, ROC returns, board meetings, and annual general meetings. Draft and maintain statutory registers, minutes, and company records. Required Candidate profile Qualified CS(Member of ICSI) Strong knowledge of corporate laws, compliance & governance Excellent communication, drafting & organizational skills Proficiency in MS Office, compliance software/tools Perks and benefits As per company standard

Ensure NSE/BSE compliances MCA e-filings Draft Agenda/Notices/Minutes Manage shareholder correspondence Maintain statutory records Handle other secretarial tasks as assigned by management.

Role Description PWM PMS Mid office Operation Graduate with 5 to 6 years experience in PMS operations. Should be able independently handle day to day operation activities which includes onboarding, documentation, Liaison with channel partner Custody Broker, PMS accounting, statutory reporting and audit queries. Your key responsibilities Key responsibilities in KYC and document verification Understanding SEBI and RBI Guidelines:A thorough grasp of the SEBI (Portfolio Managers) Regulations, 2020 and other relevant SEBI circulars related to KYC and Anti-Money Laundering (AML) is required. Meticulously checking account opening documents against regulatory requirements and internal procedures. Fo...

You will be responsible for ensuring the implementation of regulatory and corporate compliances in accordance with SEBI, BSE, NSE, NCL, and other Regulatory Authorities. This includes timely submission of all regulatory filings. You will manage applications to Stock Exchanges / SEBI for renewal of licenses, changes in Directorships/shareholding patterns, and assist in new business proposals to ensure they meet regulatory requirements and obtain necessary approvals. Advising the business on legal, compliance issues, and regulatory risks related to Broking, investment banking, and research business will be a key aspect of your role. You will oversee various audits/inspections conducted by Stoc...

Prepare and analyze financial statements, MIS reports, and budgets. Handle statutory compliance including ROC, RBI, SEBI, Taxation, GST, and TDS. Support secretarial functions: board meetings, company law compliance, and corporate governance. . Required Candidate profile Requirements Educational Qualification: Chartered Accountant (CA), Company Secretary (CS), or MBA (Finance). Experience: 2–4 years in finance, compliance, or corporate audit.

Finance & Account of listed Co ,Taxation ,Audit, , Bank Liaising for Term loan, Treasury & Banking ,Financial Planning , IND AS, Project Management , Plant Commercial & Operations , Investments , Liaising with SEBI, IT departments ,NCLT Matters etc. Required Candidate profile Person should be a CA can handling finance , Bank Liaising for Term loan, Treasury & Banking ,Financial Planning , IND AS, Project Management ,Investments , Liaising with SEBI ,NCLT Matters etc.

SKMC Global is hiring Company Secretary (CS)! Roles: ROC filings, MCA compliance, drafting, advisory & client handling. Noida | 10–7 | Exp 1–3 yrs | Immediate joiners. Apply: shilpa.mishra@skmcglobal.com | +91 9049014868”

Company Secretarial work as per rules & Act including Preparation of Notice, Agenda, Minutes and other supporting documents for the Board Meetings and Shareholders Meetings Conducting Board and Shareholders Meetings Preparation and signing of Annual Report ® Preparation, signing and maintenance of Statutory Registers ® Preparation, signing and filing of applicable e-Forms with the Ministry of Corporate Affairs ® Custody of Secretarial records ® Co-ordination with the Secretarial team ® Any other related secretarial work. ® NBFC Return Filings. ® SEBI Compliances ® Xbrl filings Other Requirements Good Drafting Skills Strong MS office knowledge Well versed with the MCA portal. Role & responsib...

Join MSBC as a FIX Onboarding Specialist to deliver seamless client experiences in the capital markets. MSBC is seeking an experienced and proactive professional to oversee the end-to-end onboarding of institutional clients in capital markets, trading, and fintech sectors. In this role, you will be instrumental in ensuring that client onboarding is compliant, timely, and frictionless by collaborating with various teams and utilizing your domain expertise. Your responsibilities will include managing the complete onboarding lifecycle for institutional and HNI clients, coordinating with internal departments to facilitate timely onboarding, collecting and maintaining documentation in adherence t...

As a Company Secretary at Ronak Jhuthawat & Co, you will play a crucial role in providing end-to-end corporate legal and compliance solutions. Your responsibilities will include handling business setup, corporate governance, regulatory approvals, compliance, due diligence, and transaction advisory. You will be required to support mergers, acquisitions, capital market transactions, IPO advisory, as well as FDI & FEMA compliances. Ronak Jhuthawat & Co, a well-established firm of Practicing Company Secretaries since 2013, specializes in Company Law, SEBI, RBI, IBC, M&A, and Capital Markets. With our expertise, we assist businesses in navigating complex regulatory frameworks seamlessly. Our key ...

You will be responsible for conducting due diligence and drafting offer documents. Your role will involve liaising with clients, legal counsels, registrars, share transfer agents, auditors, and other intermediaries. You will also be required to communicate with BSE, NSE, SEBI, NSDL, CDSL, and other authorities as necessary. Proper documentation management is an essential part of this job, in compliance with the requirements of the Merchant banker. Additionally, you will advise clients on good corporate governance practices and ensure compliance with various applicable Acts and guidelines. You will also be involved in framing policies as required under the Companies Act, 2013, and SEBI (LODR)...