1517 Sebi Jobs - Page 25

About Bharat Banking Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities Achie...

Responsibilities & Key Deliverables Board and Committee Meeting Management: Prepare comprehensive notices, detailed agendas, and accurate minutes for Board Meetings, Committee Meetings, General Meetings, and Postal Ballots, ensuring timely dissemination and adherence to governance standards. Maintain meticulous and up-to-date records of all meetings, resolutions passed, and subsequent actions to support transparency and regulatory compliance. Regulatory Liaison and Compliance: Act as the primary liaison with government authorities including the Registrar of Companies (ROC), Securities and Exchange Board of India (SEBI), stock exchanges, and other regulatory bodies to ensure that all statutor...

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for selling products and services ...

Role & responsibilities Ensure compliance with statutory and regulatory requirements especially company law and securities law; Offering counsel on matters of law, finance, etc. with analytical and research skills towards legal and regulatory requirements; Managing, assisting and coordinating with directors, shareholders etc. for organizing and convening of Board / Committee Meetings, or General Meetings; Communicate with advisors, legal counsel, auditors, other departments, etc. and liaising with regulatory authorities Drafting and preparation agenda, minutes, Notice, Annual Report, and other secretarial records; Regulatory filings and maintaining of necessary (statutory) records & register...

Role & responsibilities Ensure compliance with Companies Act, SEBI Regulations, RBI guidelines, and other applicable laws. Handle Board Meetings, Committee Meetings, and General Meetings drafting agenda, notices, and minutes. Liaise with regulators (ROC, SEBI, RBI, Stock Exchanges, Trustees, etc.). Ensure timely disclosures, filings, and reporting as per listing and regulatory requirements. Advise management on corporate governance and legal matters. Maintain statutory registers, records, and documents. Experience & Qualification: Qualified Company Secretary (ACS). Minimum 3 - 5 years of post-qualification experience in NBFCs / financial institutions. Good knowledge of Companies Act, SEBI LO...

Hiring for a leading consulting firm Internal audit for Broking Sectors Stock broking Nism AML Compliance AML Audit

Ensure compliances with respect to SEBI Guidelines. Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)

(i) Analyzing the applicable laws basis research and in support with the vendor. (ii) Support in addressing the issue raised during Audit; (iii) Support to check overlapping of the departments and rectify it e.g. Various Account departments are there for a single entity; (iv) Support in revamping of the system; (v) Support in identifying the non-functioning units (closed units merged/transferred companies) which are still mapped in system. (vi) Resolving day to day affairs of entities wrt wrong mapping of the tasks; (vii) Replacement of old users with new users etc., (viii) Tasks related to specific laws need to be mapped in name of relevant function. (ix) All other tasks related to complian...

This role involves organizing and managing various meetings and ensuring compliance with regulatory requirements under the Companies Act. The person in this role will also handle secretarial work and assist in company restructuring. Responsibilities: Arranging and conducting Board Meetings, Committee Meetings & General Meetings (AGM & EGM) in accordance with the Companies Act Preparing pre-meeting arrangements, including drafting notices, issuing agenda, and coordinating with directors and shareholders Assisting the chairman in conducting meetings and ensuring smooth logistics and administrative arrangements Managing post-meeting work by preparing and circulating minutes for approval and inf...

Role & responsibilities Company Secretary SEBI matter Drafting agendas and minutes Handling XBRL filings (ROC and Stock Exchange) Preferred candidate profile Company Secretary SEBI matter Drafting agendas and minutes Handling XBRL filings (ROC and Stock Exchange)

Ensure compliance with IFSCA regulations & AML/CFT processes Lead client operations & risk management Business growth & expand distribution networks Regulatory Compliances & Reporting with SEZ, IFSCA, Exchanges Preparation of Policies, SOPs, noted Required Candidate profile Post-graduate/professional degree in finance, law, or related fields 5+ years experience in capital markets or financial services Strong regulatory & leadership expertise info.aspiringmantra@gmail.com

-Corporate Governance -Compliance with Legal and Regulatory Requirements -Board and Shareholder Meetings -Corporate Filings & Secretarial Records -SEBI and Stock Exchange Compliance -Other Duties Assigned by superior

Metalegal Advocates is looking for an accomplished legal professional to join our Disputes Practice as an Associate Partner at our Delhi office. This senior leadership role is tailored for a lawyer with deep expertise in complex litigation and dispute resolution, especially in economic offences, taxation (direct and indirect), and related economic and regulatory laws. As an Associate Partner, you will take charge of leading complex litigation and dispute resolution matters independently. Your responsibilities will include mentoring junior colleagues, collaborating closely with the firm's founding partner and other practice heads, and providing strategic legal advice to clients on contentious...

Regulatory Compliance & SEBI Interface,2. Investor Servicing & Grievance Redressal,3. Corporate Governance & Board Support,4. Operational Compliance Monitoring,5. Coordination with Depositories & Issuers,6. Audit, Inspections, Reporting,Legal & Risk Required Candidate profile (CS).Minimum 5 years post-qualification experience (mandatory).Proven exposure in securities market and RTA operations. Companies Act, SEBI Regulations, Depository guidelines, Corporate Governance.

Role & responsibilities: • Preparation of Agenda for the Board/Committee meetings in consultation with the MD & CEO and CFO/CCO. Conducting the Board/Committee meetings and General Meetings. Preparation of minutes of Board/Committees and General Meetings. Communicate the decisions of the Board to the Functional Heads and provide them with necessary documentary assistance for implementation of the decisions. Providing all the necessary information (including regulatory updates) to the Board of Directors on time to time. • Coordination with the regulators (Registrar of Companies, Reserve Bank of India and SEBI). Maintaining/Updating Statutory registers and records as prescribed under Companies...

Responsibilities: * Maintain statutory records & file annual returns on time * Prepare board meetings, AGMs & resolutions * Ensure compliance with Companies Act & SEBI guidelines

About Bharat Banking: Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role: The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities: Ac...

Key Skills Transaction Taxation,Income-tax and Company/International/Corporate Laws Regulatory laws such as FEMA,IBC,SEBI Transactional information /documents/agreements Direct tax diligence Analysis of DTAA Merger & Acquisitions Required Candidate profile Qualified CA with knowledge of Transaction related laws and taxation Experience of 1 to 3 yrs Knowledge of MS office and other processes and tools

• Drive complete technical product management strategy, road mapping, ensuring successful product launches • Monitor & observe, APIs, Smart APIs, (potentially Middleware), Databases, Integrations with 3rd parties (Exchanges, CCs, DPs & other Parties) Required Candidate profile • Technical requirements from Exchange / SEBI regulations / Compliance (Ex. LAMA, IP capture, device binding etc.) • Agile/Scrum, project tracking, stakeholder alignment & delivery governance

About Company BDO is a global professional services organisation and a leader in the mid-tier market, with a presence in over 166 countries and territories and a workforce of more than 119,611 people across 1800 offices. As part of this global network, BDO India offers a broad range of services, including Tax, Assurance, Accounting, Outsourcing, Advisory, and Technology-led solutions for both domestic and international clients across a variety of industries. Our commitment to innovation allows us to deliver high-quality, value-driven solutions that are adaptable to the rapidly changing business landscape. By staying ahead of industry trends, we ensure that our clients are equipped with the t...

Ensuring DB Service Standards wrt to Customer Service, Compliance and Corporate Security are adhered too. Ensure total Compliance of all audit guidelines set by External (RBI, NSDL) and Internal OR Auditors. Your key responsibilities Ensure strict adherence to all internal and external guidelines (KYC & Money Anti Launderings, Audits) Ensure proper monitoring of expenses and controlling costs, waiver tracking & lead management Ensure proper display of all Regulatory Circulars in the Area Accurate processing of all account opening forms MF applications Voucher Management, Rules of Custodianship , Key Management guidelines, arefollowed without any deviation Exception handling / deferral tracki...

Your skills and experience Desired background: Graduate/ Post graduate/ MBA Finance / CAs with more than 3-6 years experience in Trade Finance roles (across LC, BG, Import Export docs, Financing, structured products, supplier finance, etc.) Comprehensive knowledge of FEMA & RBI Master Directions. Extremely strong written and verbal communication skills Driven and motivated to work under tight timelines Extremely diligent and hardworking to efficiently manage deadlines across multiple products. Excellent skills in using MS Office Power point and Excel Managing and leading Trade Finance Service teams will be an added advantage Experience in customer service especially in handling large corpora...

As an Assistant Manager in the M&A Tax team, you will be responsible for providing direct tax advisory services with a specific focus on transaction structuring, corporate restructuring, and business reorganizations. Your role will involve reviewing transaction documentation, handling due diligence from an income-tax standpoint, and preparing tax opinions and memos. You will also be involved in transaction tax and regulatory filings, as well as researching and documenting complex transaction tax issues. It will be essential to stay updated on the latest developments in tax and regulatory matters. In addition to your advisory responsibilities, you will play a key role in finalizing client del...

Job Description: As a Senior at KPMG in India, you will be responsible for adhering to clients" corporate income tax compliance requirements as per statute, including assessments and filing of returns. You will also be engaged in corporate tax, M&A tax, and restructuring mandates for clients, with a focus on both domestic and international tax matters. Prior experience in tax due diligence will be an added advantage, along with basic knowledge of other laws like FEMA and SEBI. In this role, you will need to have strong people and client management skills, along with excellent communication abilities to interact effectively with stakeholders across the organization. The ideal candidate will b...

Deputy Company Secretary: Position - Deputy Company Secretary Department - Company Secretary Location - Thermax House Reporting to - Sangeet Hunjan Experience range - 10 -12 yrs Prefered Industry - Manufacturing Services /Listed company To ensure compliance with Companies Act, SEBI regulations, and listing requirements. Lead a team of secretarial professionals to ensure timely and accurate compliance. Support the Board and Committees with governance, scheduling, and documentation. Draft and review minutes, resolutions, and statutory filings, ensure timely disclosures. Assist in the preparation of Annual report. Oversee secretarial compliance and governance for domestic and overseas subsidiar...