1517 Sebi Jobs - Page 29

Requisition Id : 1636850 The opportunity Due to continuing expansion we have new opportunities for ambitious individuals to join our Tax Team. You will receive extensive training and support from a variety of leading tax professionals to assist you in building a successful career within EY. Your key responsibilities . Maintain continuous interaction with clients, manage expectations and ensure outstanding client service. Team with tax professionals to provide comprehensive tax solutions. . Representing the firm for assessments and tribunal appeals at the CIT/ITAT level. . Experience in domestic and/or international tax and transfer pricing. . Experience in litigation, tax compliance and advi...

Responsibilities Drafting notices and agenda of Board meetings, Committee Meetings and General Meetings and preparing minutes of the same Assisting the CS for all company secretarial functions, duties and responsibilities Assisting in Budgetary Support under GST along with CA Filing of Returns and Compliances with ROC, BSE, NSE, SEBI etc. Knowledge of Accounts Preparing & Filing ROC Forms Maintain Minutes Books Conducting AGM & EGM of Listed Entity Knowledge of Share Transactions, Demat, Holding etc. Preparing Legal Documents & Agreements Keep Yourself updated about Regular changes in different acts related to Company. Coordination with SEBI & Stock Exchange for ESOP Scheme, obtaining in-pri...

Secretarial Corporate Governance: Ensuring compliance with statutory and regulatory requirements related to corporate governance. Board Meetings: Organizing and coordinating board and committee meetings, preparing agendas, taking minutes, and maintaining related records. Legal Compliance: Keeping abreast of changes in laws and regulations affecting the company, advising management on compliance matters, and ensuring timely compliance. Company Law: Providing guidance on company law matters, including drafting and reviewing legal documents, resolutions, agreements, and contracts.

Qualification: Company Secretary must - plus LLB will be an added advantage. Monday to Friday Timings : 9 am to 6 pm Role and Responsibilities: - Convening and coordinating meetings of the Board/Committees/Shareholders (preparation of agenda, taking minutes, conveying decisions, tracking actionable, handling meeting correspondence etc.) - Providing inputs on loan/equity documentation from a secretarial perspective - Keeping up to date with any regulatory or statutory changes and policies that could affect the organization - Ensuring necessary policies are in place and are updated periodically - Implementing processes or systems to help ensure good governance and compliance with legislation -...

Job Summary: The Compliance Officer will ensure adherence to legal, regulatory, and internal policies within the organization. The candidate will play a pivotal role in designing and implementing compliance programs, monitoring risk areas, and ensuring ethical practices across all departments. Certifications: Knowledge of HRIS, strategic HRM, and payroll management will be an added advantage. Key Responsibilities: 1.Policy Adherence: Ensure compliance with applicable laws, industry standards, and internal policies. 2.Auditing and Monitoring: Conduct internal audits, identify non-compliance issues, and propose corrective actions. 3.Regulatory Updates: Stay updated with changes in legal and re...

As a part of CS & Legal department, you will play a significant role in Compliance Management and ensure end to end compliance under various applicable laws. You will also be responsible for Contract Management including Contract Negotiation in accordance with the Companys policies. You need to collaborate with cross functional teams in order to provide pro-active and qualitative legal support and guidance. Responsibilities: (i) RBI FEMA compliances such as filing of FCGPR, FLA Returns etc. (ii) Conduct Board Meetings General Meetings including preparation and circulation of Notice, Agenda and MOMs. (iii) Maintenance of Statutory Records and Registers. (iv) Experience in Investor Relations a...

As a Consultant you'll participate in many aspects of the software development lifecycle, such as design, code implementation, testing, and support. You will create software that enables your clients' hybrid-cloud and AI journeys. Your primary responsibilities include Comprehensive Feature Development and Issue Resolution, Stakeholder Collaboration and Issue Resolution and Continuous Learning and Technology Integration Required education Bachelor's Degree Preferred education Master's Degree Required technical and professional expertise Should have minimum 3 or more years of relevant experience in FDI Should have good knowledge of integrating with Web Services, XML (Extensible Markup Language...

IPO & Capital Market Readiness Fund raising & Finance related Legal Support Company Law Compliances Real Estate Legal Oversight Legal Risk Management & Contractual Matters Internal Control & Policy Development Should have Exposure to IPO process Required Candidate profile Deep knowledge of Companies Act, SEBI Regulations, FEMA, Listing Regulations, Indian Contract Act, RERA, M&A Laws & structuring, local land revenue laws, Title due diligence & land acquisition laws.

You will be working for a Client in the Mutual Fund Industry as a RTA Operations professional. You should have at least 5 years of experience in mutual fund operations, with a preference for RTA or related functions. Your responsibilities will include coordinating with internal auditors to provide necessary data promptly, verifying RTA-related expenses, staying updated on SEBI/AMFI circulars and guidelines, tracking refunds, switches, and redemptions daily, and handling commission calculations. It is essential to have knowledge of RTA-related activities in mutual fund operations and proficiency in Excel (xls) for data analysis and reporting. A degree in Finance, Commerce, or a related field ...

You will be working 6 days a week at our office located in Gurgaon. We are seeking highly motivated and skilled professionals to be part of our Legal team in senior roles. Your main responsibilities will include efficient management of contracts such as drafting, reviewing, and negotiating various agreements like Non-Disclosure Agreements, Lease Agreement, Service Level Agreements, and more. You will also be involved in handling banking-related tasks, software licenses, real estate matters, employment issues, and other arrangements. Additionally, you will assist in various transactions like joint ventures, mergers, acquisitions, and conducting due diligence. You will have independent interac...

Public listed Company, Handled Big 4 Auditing company, Team Size and Budget, Formulating Financial Strategies, Partnering with Leadership, Optimizing Working Capital, Capitalizing Greenfield Projects, Engaging with Investors, Managing Post-IPO Fund

Role & responsibilities Conducted board meetings and committee meetings independently. Adherence to Statutory Compliances with the ability to relate theory with practice; thorough exposure across rendering functions of Company & Industrial Laws. Periodically filing of various e-Forms/Returns with ROC, on-line on MCA portal. Preparation of Notice, Agenda, Minutes & Conducting the Board Meetings. Preparation of Minutes, Resolutions & Notices for conduct of Annual General Meetings, Extraordinary General Meetings. Maintaining and updating of statutory registers and other records Preparation of Secretarial Compliance Certificates, Annual Reports, Director Reports for various Public and Private Li...

The person is responsible for compliance with statutory and regulatory requirements and ensuring that decisions of the Board of Directors are implemented. Further, the candidate will also be responsible for the financial status of the company by developing and implementing systems for collecting, analysing, verifying, and reporting financial information. Key Deliverables Preparing and arranging agenda & other arrangements for Board Meetings. Organising Shareholder's meetings and it's agenda preparation Preparing the minutes of board and member meetings and its maintenance Secretarial related compliances including filing of e-forms w.r.t Stock Exchanges, ROC and other statutory authorities Ma...

Job Responsibilities Assist in compliance with RBI, SEBI, FEMA, and NBFC regulations. Help in preparing and filing statutory returns, disclosures, and regulatory reports (MCA, RBI, SEBI, etc.). Track amendments in corporate laws and financial regulations. Draft board resolutions, agendas, and minutes for Board & Committee meetings. Maintain statutory registers and records as per the Companies Act, 2013. Support in organizing AGMs, EGMs, and regulatory filings. Assist in drafting and reviewing legal agreements, contracts, and MOUs. Coordinate with legal advisors and auditors for compliance matters. Help in drafting and reviewing company policies as per NBFC guidelines. Support internal audits...

Responsibilities: 4-8 Years of GRC Experience Hands on experience into GRC, ISMS, ISO 27001, PCI DSS Must have experience with Audits ( RBI, SEBI, UIDAI, IRDAI) Risk/ Asset Assessment Location : Chennai Looking for Immediate Joiners, 15 LPA - 23 LPA

Position Overview We are seeking a highly experienced and senior-level Compliance Officer to lead and oversee the compliance function at Stallion Asset Pvt. Ltd. Currently operating as a SEBI-registered Portfolio Management Services (PMS) firm, we are also in the process of applying for additional licenses including Mutual Fund, Alternative Investment Fund (AIF), and GIFT City-based entities . The ideal candidate should have deep expertise in SEBI regulations , strong exposure to PMS compliance , and the ability to establish compliance frameworks for new business verticals . This is a leadership role reporting directly to the Board. Role & responsibilities Regulatory Compliance PMS (Current ...

Job Title: Assistant Manager Location: Mumbai Parel Job Description: 1. Assistance with direct tax advisory services with specific focus on transaction structuring, corporate restructuring/ business reorganizations, review of transaction documentation (such as SPA, merger/ demerger schemes, valuation reports, etc) and other implementation support 1. Handling due diligence from an income-tax standpoint (including all co-ordination/ correspondences/ communication with clients/ advisors/ bankers/ financial diligence teams) 1. Preparation of tax opinions, memos in power point and word formats and other deliverables from an M&A/ transaction tax standpoint 1. Handling transaction tax and regulator...

Role & Responsibilities As a PMS Compliance Manager at Stallion Asset, you will be responsible for ensuring complete adherence to SEBI PMS Regulations and other applicable laws. This role requires close collaboration with the Investment, Operations, and Sales teams to ensure regulatory compliance, timely filings, and robust internal processes. You will also be expected to handle audits, client/distributor documentation, and oversee AML/PMLA & Insider Trading compliances. Key Responsibilities Monitor and implement SEBI PMS Regulations, circulars, and notifications. Develop and maintain compliance policies, manuals, checklists, and reporting mechanisms. Ensure timely and accurate regulatory fi...

Position Purpose The key objective of this role is to ensure that processes across IT operate securely. The remit extends across all aspects of IT security (i.e. policies and procedures, authorization and administration of accesses, networks and firewalls, servers and workstations, operation systems, databases and applications), wherever applicable and covers all IT teams and usage of the IT platform by other departments. Another key objective is to ensure that IT maintains an appropriate level of security in compliance with company policy and requirements from regulatory & market authorities and in accordance with recommendations from General Inspection, Compliance, Internal Audit and Exter...

Mergers & Acquisitions (M&A) Opportunities/ New Business Opportunity Ensure company’s compliance with all applicable corporate laws, SEBI regulations. Oversee statutory filings, licenses, returns required under various laws & regulatory bodies.

The ideal candidate for this role will have the responsibility to advise clients on accounting and financial reporting standards such as Ind AS, IFRS, and US GAAP. You will be involved in assisting with the implementation of new accounting standards, preparing technical accounting memos, and position papers. Additionally, you will play a key role in GAAP conversion engagements, specifically from Indian GAAP to Ind AS, IFRS, or US GAAP. Drafting and reviewing financial statements in compliance with relevant GAAP will also be part of your duties. You will be required to conduct impact assessment studies and deliver training on new standards to clients. To qualify for this position, you should ...

John Cockerill, enablers of opportunities Driven since 1817 by the entrepreneurial spirit and thirst for innovation of its founder, the John Cockerill Group develops large-scale technological solutions to meet the needs of its time: facilitating access to low carbon energies, enabling sustainable industrial production, preserving natural resources, contributing to greener mobility, enhancing security and installing essential infrastructures. Its offer to businesses, governments and communities consists of services and associated equipment for the sectors of energy, defence, industry, the environment, transports, and infrastructures. With more than 8,000 employees, John Cockerill achieved a t...

Paytm is India's leading mobile payments and financial services distribution company. Pioneer of the mobile QR payments revolution in India, Paytm builds technologies that help small businesses with payments and commerce. Paytm’s mission is to serve half a billion Indians and bring them to the mainstream economy with the help of technology. About the role: .The role of the candidate is to ensure that the Company complies with laws relating to secretarial function as well as maintaining the highest standards of corporate governance. He/ She will also act as a point of connection between the Secretarial function and other functions, company shareholders, and the Company’s senior management tea...

Roles & Responsibilities This role combines job responsibilities of a company secretary with listing compliance and in house legal experience with the following expectations: Ensure compliance, timely and accurate filing of forms and returns under the listing requirements, MCA, RBI, etc.; Handling consumer litigation and dealing with police authorities; Knowledge of drafting, review, and negotiations on basic-level contracts; Monitor compliance under the SEBI (LODR) Regulations, Insider Trading Regulations, and other applicable laws. Prepare periodic disclosures such as shareholding patterns, corporate governance reports, and other SEBI/stock exchange compliances. Drafting agenda, notices, a...

Role & responsibilities Maintain an up-to-date record of the latest circulars, agreements, audit reports, inspection letters, and penalty letters. Ensure proper categorization, filing, and organization of these records within the internal repository systems. Regularly verify and reconcile circulars, audit reports, and inspection letters with the internal repository to ensure consistency and completeness of records. Track and report on compliance-related deadlines, actions, and audit schedules. Assist in preparing monthly and quarterly MIS reports. Ensure the internal repository system for circulars, audits, agreements, and related documents to it is regularly updated and accurate. Provide ge...