Regulatory Cross Product/OperationalControl/Process/Governance Lead/VP

Job Description

Job Title: Regulatory Cross Product Operational Control, Process and Governance Lead Corporate Title: VP Role Description The Regulatory Reporting Process and Control Oversight (PCO) team is responsible for independently assessing regulatory reporting operational controls and implementing changes to approach and culture. This includes evaluating global team procedures, managing the control framework, coordinating leadership risk self-assessments, and executing assurance on processes and controls. You will contribute to transformation activities, including process optimization and regulatory/control change enablement. Additionally, you will help develop a communication construct and governance framework within global regulatory operations. As part of the global regulatory operations management team, you will lead one or more projects for cross-jurisdictional improvement, spearhead the control culture change agenda, and develop a risk culture construct across global regulatory operations. Your key responsibilities Manage the PCO (Process Control & Oversight) governance function and staff, reporting directly to global PCO operations lead. This includes execution of assessment, framework, and testing cycles. Provide oversight to Regulatory Operations controls topics to ensure that processes are in line with all internal and external policies and regulatory requirements utilising cross process knowledge of other functional and product areas Partner with regional & global internal functions and leads to both develop a control mindset/culture, create PCO capability in all locations, and implement control methodology and training to deliver sustainable process and performance improvement Foster succession planning and develop team members to reach optimum performance as well as career progression Develop and implement mitigation or control solutions and drive standardisation of platforms, processes, inventories and regulatory reporting governance. Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance and audit matters. Your skills and experience Background in operational control required Prior knowledge and experience obtained from financial services with exposure in different investment banking products like FX, fixed income and derivatives Strong understanding of risk & control and regulatory reporting landscape across Europe with global exposure preferred Project Management / Risk experience and paired with excellent analytical skill to ensuring strong governance across various locations and products considering implemented risk management models Some leadership skills with the ability to motivate, develop and lead by example to drive optimum performance Ability to influence and provide balanced view to key stakeholders, business & compliance counterparts on programs, initiatives, and decisions