Regulatory Controls - Associate

Role Overview: Join our Regulatory Operations CoE, serving private clients worldwide from offices in the US, Europe, and Asia. As part of the Asset & Wealth Management LoB, you'll work within the Regulatory Controls team, ensuring adherence to the Global Control framework. Based in India, this role offers extensive cross-functional exposure and the chance to creatively solve problems across EMEA, APAC, and North America. Collaborate with Lines of Business, Legal, Compliance, Audit, and Technology for a comprehensive view of Asset and Wealth Management. Key Responsibilities: - Drive the design, delivery, and implementation of strong and sustainable control frameworks and operating models in the regulatory reporting environment. - Drive the execution of Control activities within the Operations Regulatory Reporting space. - Provide oversight on regulatory reporting issues/breaches, ensuring that root causes are understood and remediation plans are in place. - Oversee product ownership of applications used for implementing Control processes. - Conduct trainings and roadshows. - Facilitate and lead periodic calls with cross line of business, cross-regional stakeholders. - Conduct a deep dive on aspects of the Regulatory Reporting Controls environment. - Plan and report the status of ongoing projects and tasks to senior management. - Identify, mitigate, and resolve risks and issues across teams, ensuring escalations to the right levels where required. - Manage stakeholder expectations effectively, facilitate decision-making by providing the right level of information, and timely escalation when required. Qualification Required: - Understanding of Transaction Reporting for MiFID, CFTC, HKMA, MAS, SEC & EMIR. - Significant knowledge of operational processes and controls, with the ability to access the risk, controls, and quality assurance functions. - Good understanding of the EMEA, APAC & NA regulatory environment. - Excellent project management skills with the ability to plan, prioritize, and deliver against deadlines. - Ability to negotiate and influence different levels of stakeholders. - Proven ability to collaborate with partners across multiple disciplines, functions, and locations. - Logical and structured approach to planning and problem-solving and decision-making. - Ability to prioritize and deliver against deadlines. - Good Microsoft Office skills - Excel, Word, and PowerPoint. - Capacity to think laterally and convey an understanding of the big picture. Preferred Qualifications: Prior experience in Private Banking, Regulatory Reporting, Intelligent Automation, or Process Improvement would be beneficial.,