Private Markets - Regulatory Reporting - Audit Confirm process

Job Description

Key Responsibilities: Undertaking Audit confirms involving trade reconciliation, by comparing buy and sell trades extracted from in-house applications compared against third party report. Extracting the required notices, documents, information and any other materials from various market platforms as specified by the client. Any other tasks relating to the audit confirmation process as asked for by the client team. Assistance in preparation of monthly and quarterly reporting deliverables; review of 10-K and 10-Q SEC filings, for BDCs of an alternate asset manager. Conducting mathematical accuracy, across financial statements, notes and management discussion analysis sections of filings. Tie out of current quarter by checking against the NAV pack shared by the Finance team and raising comments in the internal platform or system. Performing consistency checks to ensure values read the same across the sections within the filings. Compiling and comparing loan portfolio data across various market players by extracting a schedule of investments. Preparation of fact card based on finance pack, to include key figures like NAV, returns and capital metrics data. Any other task or ad hoc requirement as defined. Requirements: Master’s degree in finance/ CFA L2 cleared / CA (Final), with 0-2 years of experience in the financial service industry would be preferred. Extreme attention to detail with keen observation of numbers and reports. Experience in audit related reconciliation process is an added advantage. Flexibility to stretch and work towards timings around closure of audit filings. Effective communication skills with ability to connect with clients, over phone and email, and understand the requirements and focus on delivery. Strong understanding of financial statements and familiarity and ability to read financial statements. Display strong attention to detail to deliver high level of accuracy and quality. Self-starter and is persistent in executing the workflows to ensure closure until the end. Proven ability to work independently and collaboratively in a fast-paced, dynamic environment.