Portfolio Compliance Monitoring Senior Analyst

3 - 7 years

0 Lacs

Posted:16 hours ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As a Senior Associate- Portfolio Compliance Monitoring in the General Counsel Shared Services department at our Gurgaon, India location, you will be an integral part of the team that has been assisting clients in building better financial futures for over 50 years. By joining our team, you will contribute to a global effort that values collaboration and support across the organization. Your role will involve supporting FIL's Portfolio Compliance Monitoring team on a global scale. You will be responsible for monitoring the compliance of various retail funds and segregated mandates managed by FIL worldwide. This includes collaborating with Portfolio Managers and other relevant teams and internal/external stakeholders to address any identified breaches promptly. Key responsibilities in this role include supporting the Global Investment Compliance colleagues in reviewing and evaluating investment restrictions, ensuring compliance testing, and recommending and implementing necessary restrictions. You will also liaise with various teams globally to guarantee accurate interpretation of investment restrictions coded on the compliance system. Identifying, resolving, and reporting compliance breaches in accordance with internal policies and regulatory requirements will be part of your daily tasks. Moreover, you will play a crucial role in streamlining and enhancing efficiency in the alert monitoring process, manual tasks, and certifications. Your ability to think critically, exercise analytical skills, and demonstrate sound judgment will be essential in solving operational and project-related challenges effectively. Having experience in compliance, trade/portfolio compliance monitoring, or operations functions within the asset management industry will be advantageous for this role. The ideal candidate for this position should possess 3-5 years of experience in the investment management industry, preferably on the buy-side, and have a good understanding of investment products and portfolio monitoring processes. Proficiency in IT skills, including Microsoft Office applications, Bloomberg, and knowledge of compliance monitoring tools like Charles River systems, will be beneficial. Strong communication skills, both verbal and written in English, along with excellent interpersonal skills and the ability to work well in a team or independently, are desired qualities. At our organization, we prioritize your well-being, professional growth, and work-life balance. We offer a comprehensive benefits package and a flexible work environment that supports your development and motivates you to be part of our team. To explore more about our work culture, dynamic opportunities, and how you can shape your future with us, visit careers.fidelityinternational.com.,

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Fidelity International

Financial Services

Abingdon

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