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Sbicap Securities
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Opportunity For a compliance role with SBI Securities

Opportunity For a compliance role with SBI Securities

Sbicap Securities

1 - 6 years

|

3 - 6 Lacs

mumbai suburban navi mumbai mumbai (all areas)

Posted:1 day ago| Platform:

Apply

Skills Required

regulatory compliance regulatory guidelines regulatory affairs compliance management exchange compliance

Work Mode

Work from Office

Job Type

Full Time

Job Description

Role: Compliance

Department: Legal & Compliance

Handling the concurrent / Internal audit of Depositories / Exchanges
Conduct continuous test checks to identify potential risks and ensure compliance with the regulatory requirements.
Day to day query handling in relation to regulatory area of SEBI, Exchanges and Depositories
Handling the Inspection of Depositories / Exchanges
Liaison with Regulators on various regulatory matters
Ensuring timely and accurate regulatory submissions to exchanges, Depositories, various PMS submissions, etc.
Preparing various reports & MIS for senior Management & Board of Directors.
Managing approvals of various client communications prepared by internal stakeholders.
Providing compliance approvals for various business activities including advertisements and business arrangements/proposals.

Qualification Needed:

CA fresher can also apply

Relevant Experience

Interested candidates can share cvs on ruchi.kedia@sbicapsec.com

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Sbicap Securities

Investment Banking

Mumbai

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