Opportunity For a compliance role with SBI Securities Sbicap Securities

1.0 - 6.0 years

3 - 6 Lacs

mumbai suburban, navi mumbai, mumbai (all areas)

Work from Office

Role: Compliance Department: Legal & Compliance Job Description : Handling the concurrent / Internal audit of Depositories / Exchanges Conduct continuous test checks to identify potential risks and ensure compliance with the regulatory requirements. Day to day query handling in relation to regulatory area of SEBI, Exchanges and Depositories Handling the Inspection of Depositories / Exchanges Liaison with Regulators on various regulatory matters Ensuring timely and accurate regulatory submissions to exchanges, Depositories, various PMS submissions, etc. Preparing various reports & MIS for senior Management & Board of Directors. Managing approvals of various client communications prepared by i...

Posted 1 week ago

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Company Secretary Sunrise Industrial Traders Ltd

0.0 - 5.0 years

2 - 3 Lacs

Mumbai

Hybrid

Secretarial Compliance related to ROC, SEBI Compliances and other compliances. Handling Minutes and drafting of Resolution and Filling BSE compliances along with XBRL and RBI CIMS Fillings. Company Secretary under employment (KMP). Required Candidate profile Qualified Company Secretary

Posted 3 months ago

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