2095 Operational Risk Jobs - Page 31

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measuresTo coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closureTo effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trends Learning and ground sensing to be shared with the stakeholders for root cause analysis AccountabilityEffective use of risk agency network and ensuring closure of cases within stipulated timelines wit...

Summary ofroleThe roleinvolves building robust fraud detection frameworks, managing investigationsthrough empanelled risk agencies, engaging with law enforcement and businessteams, and driving awareness across teams Key ResponsibilitiesDevelop and implement fraud risk frameworks across customer and distributors life cycle Monitor transactions, claims and sales practices to identify red flags and fraud patternsLead and manage investigations of suspected fraud cases through empanelled risk agencies, ensuring timely closure with quality reporting Evaluate and monitor performance of risk agencies to ensure adherence to defined SLAs and investigation quality standards Drive vendor staff training ...

Embark on a transformative journey as an Financial Crime Screening People Leader-Assistant Vice President at Barclays, where youll play a pivotal role in shaping the future. Join us in our mission to safeguard our business and our customers from financial crime risks. To thrive in this role, you ll need some previous experience in: Support various Financial Crime processes, which might include though not limited to payments / sanctions screening, adverse media screening and other AML related processes. Ensure compliance with Barclays Group Sanctions Policy and with Barclays Regulatory responsibilities in respect of the fight against Financial Crime. Responsible for development, delivery, and...

Some careers have more impact than others. If you re looking for a career where you can make a real impression, join HSBC and discover how valued you ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Head of India Offshore Teams Product Control Business: Finance Role Purpose: Controllership is an expert function, that exists to deliver trust in the...

Some careers have more impact than others. If you re looking for a career where you can make a real impression, join HSBC and discover how valued you ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Senior Associate Controls Third Party Risk Management Business: Legal Principal responsibilities Perform the due diligence tasks required for external...

Team Overview Technology and Operations ( Tech Ops ) supports the development of the firms operating infrastructure to support BlackRocks investment businesses worldwide Tech Ops establishes and coordinates operational procedures internally and externally with clients, custodians, accounting agents, prime brokers, broker-dealers, and other vendors, as well as strengthen BlackRocks relationships The Fund Registratinos and Listings ( FRL ) is a unit within Tech Ops Global Accounting And Product Services (GAAPS) FRL is responsible for the coordination of the cross-border fund distribution, incorporating registration, listing, ongoing corporate and regulatory filings and reporting, of primarily ...

To create better outcomes within a team in the provision of full lifecycle day to day administration services for all clients, scheme members, and their dependents. Job title: Executive - Insurance Job Description: Work towards overall goals of the team in achieving excellent customer service in line with procedural and Service Level requirements, processing Change of Address, Name, Gone Aways, Outstanding premium letters and providing Valuation, Quotation and Projections, General Policy Details, General Policy Amendments / Corrections, Wakeup Packs / Ad-hoc Packs, Record Mismatch / Suspense corrections, Dealing with Multiple Exception reportsBe available to answer member queries within the ...

Career Category Finance Job Description Corporate Audit Senior Associate Job Description Location: Hyderabad, India Working hours: 2 pm 11 pm IST About the Role Amgen is seeking a highly motivated and detail-oriented Senior Associate to join our Corporate Audit Team. This position will support the planning, execution, and reporting of operational/financial audits and of U.S. healthcare compliance regulations. The role involves evaluating internal controls, assessing risk exposures, and recommending improvements to enhance organizational effectiveness and regulatory compliance. Key Responsibilities Audit Planning & Scoping Participate in walkthroughs and interviews with process owners and bus...

About The Role Job Role: Manage Day to-day Operational Activities of Customer Deliverables like Debit card / Credit Card / Cheque book etc" Manage deliveries, coordinate with various production vendors, courier partners and Stationery vendors. Ensure TAT for all the activities & experience in leading a team operations. To handle escalations in operations. Reconciliation of processing data on a day-to-day basis. Provides support and guidance to Team Leaders and subordinates and give decision on complex operational and technical issues. Continuously work on improvements & error reduction thru regular analysis. Elimination of redundant internal processes/ procedures and duplication/ over-lappin...

As a Continuous Improvement (CI) Lead, the person would be aligned to an account or cluster of accounts. Work with the delivery team, the rest of the CI/Automation team and the client to build and drive a Transformation agenda for that client involving a cluster of projects driving the cost of operations and other business outcomes through E2E process re-engineering/automation. Build Lean Six Sigma DNA by conducting lean/Six Sigma training, mentoring, and certifying lean, YB and GB projects. Identifying and Leading impact Black Belt projects on various CTQs like Quality, Productivity etc and closing. Support new transitions from Quality to implementing a Business Process Management System (B...

Lead the process mapping of the Groups processes and controls Critically review process maps, identifying areas for improvement, ensuring consistency standardisation between processes Project manager for the Groups process mapping activities Ensure that the process maps accurately reflect the reality of the controls Drive process and controls improvements by identifying efficiencies and duplicated effort Administer the process mapping system, Blue Works (BW), Visio, and acts as an advocate for it Work with the team to align Minimum Control Standards (MCS) and BW Liaise with the Process Owners to update BW or Visio to ensure kept up to date when process changes are made Prepare / align Risk &...

The Chief Risk Officer (CRO) shall be responsible for ensuring the overall quality of the lending portfolio by planning and directing all aspects of credit risk. This position will ensure an effective Enterprise risk management, Credit risk management, Audit & Fraud control unit is in place within the company, by establishing the framework for risk management activities and driving consistent standards across the organization. This position will identify credit risk; assess enterprise effectiveness in managing these risks through appropriate internal controls; and build awareness of the business implications of credit risk, and how to manage credit risk, as part of the leadership culture. In...

As a Risk Manager at our firm, you will play a crucial role in managing risk for our Alternative Investments portfolio. Your responsibilities will include conducting risk assessments, analyzing portfolio exposure, developing risk models, preparing risk reports, collaborating with various teams to implement risk mitigation strategies, ensuring compliance with regulatory requirements, utilizing data analytics tools, conducting stress tests and scenario analysis, and engaging with stakeholders to communicate risk exposure and strategies. Your qualifications should include a Bachelor's degree in Finance, Economics, Risk Management, or a related field, along with a minimum of 5 years of experienc...

You will be responsible for leading or participating in moderate to high risk or complex review activities in a matrixed environment and effectively communicating emerging risks to management within Independent Testing. Additionally, you will contribute to large scale planning related to Independent Testing deliverables and review and research moderately complex potential corrective actions, ensuring appropriate testing, validation, and documentation of review activities for risk programs and controls according to standards and policies. Your role will also involve resolving moderately complex issues, leading the team to meet Independent Testing deliverables, and collaborating with colleague...

About this role: As a Business Execution Consultant at Wells Fargo, you will be responsible for participating in various business operations to ensure the achievement of business goals and objectives. Your role will involve identifying opportunities for process improvement by conducting root cause testing of compliance and business metrics. You will need to determine areas of strength and opportunities for business execution within the defined scope of work. Additionally, you will review strategies and action plans to establish effective processes while meeting performance metrics and policy expectations. Your role will require you to utilize independent judgment to guide moderate-risk deliv...

Experience in conducting Business Impact Analysis and Risk Assessments for third-party companies / third-party applications / information systems with business stakeholders. Ability to identify information security risks and provide recommendations, including compensating controls for third-party companies / third-party applications / information systems. Summarize findings and recommendations in the risk report. Experience in communicating with business stakeholders / non-technical stakeholders to explain information security risks and mitigation plan. Review third-party contractual agreements to ensure alignment with internal policies. Conduct audits to verify the compliance to organizatio...

About this role: Wells Fargo is seeking a... In this role, you will: Review, verify and identify customer transactions to detect and prevent financial crimes activities, policy violations and suspicious situations in order to mitigate and recover losses Perform general account handling functions such as close account determination, holds, restraints, etc. Document research findings and actions on cases for possible referrals for Suspicious Activity, Identity Theft Operations and Suspected Financial Abuse Maintain files, records, databases and prepare routine management reports Prepare required documentation including Suspicious Activity Reports Identify control failures in bank processes, pr...

Responsible for delivering functional aspects of Core Banking implementation program. Developing and executing the Core Banking Implementation strategy of technology by achieving objectives and goals. Responsibilities include, guiding and mentoring the team and delivering unique service by providing high quality of delivery. The role delivers information technology solutions to fulfil Banks business functional requirements. Accountable for delivering required deliverables with respect to Business Functional requirements during various implementation phases like Product Walk through, Scope study, Product Parameterization, Testing, Triaging Issues during UAT, Business Simulation and Production...

Responsible to manage and lead the production support & delivery for the Payment Automation applications. Responsible to lead the production Support function within the SLA, schedule, budget and scope parameters, including testing & overseeing the quality and compliance controls. Developing and executing the support strategy of technology by achieving objectives and goals. Accountable for 24x7 support and managing the payment system that can impact the bank with financial / operational loss, reputational issues, regulator warnings and penalties. The major responsibilities include requirement gathering, requirement analysis, functional specifications and review, test scope identification, tes...

Join J.P. Morgans Client Operations team to drive excellence in business control and oversight through strategic analysis and robust control frameworks. Job Summary As a Business Control and Oversight Analyst within the Client Operations team, you will provide analysis and support on the implementation of an adequate oversight and controls framework. You will partner with Production and Controls teams to define control frameworks and operating models, ensuring alignment with strategic principles. Your role involves detailed business analysis, risk identification, and interaction with a wide range of stakeholders to ensure compliance with internal policies and regulatory requirements. Job Res...

Enables thought leadership and a team who are risk aware, empowered, and feel accountable to drive best in class service. Job Summary As a Client Data Analyst within the Operations team, you will be responsible for reviewing and improving data collection and verification processes, ensuring the accuracy and completeness of KYC records before they are reviewed by the client-facing team. Your advanced organizational skills will be crucial in managing multiple tasks and activities, while your proficiency in digital and tech literacy will help you leverage software applications and digital platforms to enhance processes and client experience. Job responsibilities Perform day to day management of...

The Chief Data and Analytics Office is responsible for building enterprise-scale, cutting-edge platforms for Data Management & Analytics and AI/ML Operations that are used firm-wide by the JPMC workforce for Artificial Intelligence (including generative AI)/Machine Learning (AI/ML) development and Data Management. As an AI & Data Governance Product Manager- Associate within our organization, you will understand, formulate and execute well designed, user friendly, product feature builds that encompass AI & Data governance frameworks, policies, and procedures. Your role is crucial in ensuring the ethical and compliant application of AI & Data technologies across the firm. You will be instrumen...

The Control Management team collaborates with various control disciplines to oversee existing control functions and develop new protocols. This approach ensures timely engagement with the appropriate teams and facilitates swift remediation of critical control issues across all affected areas of the firm. Job Summary As an Analyst within the Controls Management team, you will be responsible to enhance control oversight and efficiency by standardizing and automating operational risk reporting, providing access to aggregated firm wide information, and generating business risk insights. The Controls Room comprises several functional units, including the Data Management & Operations team, Analyti...

At Compliance Conduct and Operational Risk division, as a trade surveillance personnel you would be responsible for identifying potential instances of market abuse, notably insider trading and market manipulation using well known surveillance systems, conducting surveillance of activities in Firm and Employee accounts to comply with the information barrier and restricted list policies. The trade surveillance team would be responsible for looking into the risks across markets using the established surveillance program to safeguard the firm against any reputational and/or financial risk while complying with internal policies and regulatory requirements. Job Responsibilities Reviewing Trade sur...

Lead Quantitative Analyst About the Team: Morningstar DBRS Credit Ratings, LLC is registered with the U.S. Securities and Exchange Commission as a nationally recognized statistical rating organization (NRSRO). Morningstar DBRS Credit Ratings issues credit ratings on a variety of security types including corporate and structured finance securities. This Morningstar subsidiary aims to increase market transparency by providing the highest-quality ratings, securities research, monitoring services, operational risk assessments, data, and tools. Morningstar DBRS is a global credit ratings business, formed through the July 2019 acquisition of DBRS by Morningstar, Inc., the ratings business is the f...