Manager Internal Audit (Risk & Assurance)

Job Description

FUNCTIONAL/ OPERATIONAL: Internal Audit Carry out Internal Audit reviews as per the Internal Audit Calendar. Execute internal audits in accordance with established procedures and guidelines. Evaluate the effectiveness of internal controls. Internal Control Over Financial Reporting Statutory Compliance Reviews including GST and MSME reviews. Follow-up with stake holders on Audit closures and update trackers Brief Senior Management with weekly status updates Responsible For: Preparation of Audit checklist ensuring adequate audit scope coverage Assist in finalization of sampling. Keep control of audit data and follow up with auditee for the same to complete audit within stipulated timelines. Preparation of Audit observations and findings, independently manage discussions/ closure of the same with auditee. Deliver on time high quality reports. Assist in preparation of audit reports with adequate documentation and post-report activities like closure of the audits and actionable. Collaboration : Collaboration with various departments to gather information and insights. Provide guidance to management on internal control best practices. FUNCTIONAL/ OPERATIONAL: Internal Audit Carry out Internal Audit reviews as per the Internal Audit Calendar. Execute internal audits in accordance with established procedures and guidelines. Evaluate the effectiveness of internal controls. Internal Control Over Financial Reporting Statutory Compliance Reviews including GST and MSME reviews. Follow-up with stake holders on Audit closures and update trackers Brief Senior Management with weekly status updates Responsible For: Preparation of Audit checklist ensuring adequate audit scope coverage Assist in finalization of sampling. Keep control of audit data and follow up with auditee for the same to complete audit within stipulated timelines. Preparation of Audit observations and findings, independently manage discussions/ closure of the same with auditee. Deliver on time high quality reports. Assist in preparation of audit reports with adequate documentation and post-report activities like closure of the audits and actionable. Collaboration : Collaboration with various departments to gather information and insights. Provide guidance to management on internal control best practices. Reporting: Prepare detailed and clear audit reports. Communicate findings and recommendations to management and stakeholders. Risk Assessment Identify and assess potential risks to the organization. Develop risk mitigation strategies and recommendations. Compliance Ensure compliance with relevant laws, regulations, best practices, and industry standards. Stay updated on changes in regulatory requirements. Information Security Adhering to Information Security Policies and Procedures Understand and Comply with Information Security Policies and Procedures and report all security incidents. Protect information entrusted with you. Follow the Clear Screen and Clear Desk Policy. Adhere to the Internet Code of Conduct, email usage policy and customer information and data security policy. Comply with the Non- Disclosure Agreement. TEAM RELATED: Would be an individual contributor. Should be a strong team player and develop good team bonding. Work on improvements as mentioned in performance appraisals and ongoing verbal/ written feedback. Engage in developing new skills/ learnings / upskilling. INTERNAL CLIENT SPECIFIC / ORIENTED: Work with Internal F&A Clients and their auditors to understand and manage the impact and requirements arising from audits (wherever applicable) and coordinate for audits; carry out any other internal client specific compliance needs. Co-ordinate/ Conduct management sponsored Risk and Compliance audits / activities Train team members in conducting audits / assessments. Conduct investigations into suspected fraud or irregularities Conduct Spot audits MBA (Finance) / CA / M. Com 6 - 10 years of prior experience in Internal Audit, SOX, Risk Assessment and Compliance