Manager - Compliance

Job Description

The Manager – Compliance will be responsible for ensuring the organization adheres to all regulatory requirements, internal policies, and industry standards. This role involves implementing compliance frameworks, liaising with regulators, conducting internal audits, and advising management on risk and compliance issues.
Key Responsibilities: Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies. Monitor and interpret regulatory changes and advise management on necessary actions. Prepare and file regulatory reports and ensure timely submission to appropriate authorities (e.g., RBI, SEBI, etc.). Conduct regular compliance audits and risk assessments. Collaborate with internal departments to monitor the enforcement of standards and regulations. Liaise with external stakeholders such as regulators, auditors, and consultants. Train and educate staff on compliance policies and procedures. Maintain records and documentation as required under various regulatory regimes. Investigate and address any compliance issues or breaches.

Key Responsibilities: