This will be an Individual Contributor role to start and can evolve over time based on how this function matures. You will play a critical role in the companys tech infrastructure, processes which will be fully aligned with regulatory, security and business continuity standards. Key Responsibilities Draft, coordinate monitor IT processes policies to ensure compliance as per IT Act, regulatory bodies (e.g. RBI, SEBI, GDPR, UIDAI etc.), info security (ISM) guidelines and other applicable laws with respect to Technology, in coordination with internal external stakeholders Prepare update business-wise IT infra details required by the Compliance/Legal teams for regulatory filings and 3rd party audits Conduct vendor risk assessment audits ensure identified gaps are proactively filled Introduce new processes policies by conducting market studies surveys relevant to our business Plan, formulate, coordinate, implement monitor the cyber crisis management plan (CCMP) Incident Management and resolution Interface with external auditors and set up processes to ensure all Infosec audits go smoothly Formulate, implement, review monitor BCP Requirements 4-6 years of experience, including being SPOC for Infosec audits In-depth knowledge of technology, security, risk, and compliance best practices Strong capability in interfacing with both technology and business teams Detailed understanding of security monitoring, threat intelligence vulnerability management A self-driven attitude with a strong sense of ownership Experience with RBI and/or SEBI (preferred) audits is a big plus Assisting the team to conduct Technology Committee Assisting the Risk Officer to conduct independent assessments of the business functions Provide timely data for Risk Management Committee

General Compliance Responsibilities Assist in the finalization of reports to be filed with SEBI, AMFI, RBI and the Board of AMC and Trustees. Assist in update of regulatory documents such as SID, KIM, and SAI. Draft notices, addendums, and board communication related to compliance matters. Pre-clearance of all marketing materials and filing the same with the regulator. Assist in finalization of STR/NTR and other related reports as required under PMLA. Assist in updation of Compliance Manual and other mutual fund level policies. Research and Regulatory Updates Proactively track and analyze new circulars and directives issued by SEBI and AMFI. Prepare reports on the impact of regulatory changes. Assist in implementing changes required by new guidelines, ensuring seamless compliance. Provide support for research for new initiatives. Compliance Surveillance and Monitoring Conduct reviews to ensure compliance with dealing room practices, insider trading regulations and ethical standards. Analyze transaction/s to identify and report suspicious activities or regulatory breaches. Review of call recordings, emails, and communications. Review of personal transaction/s of employees. Monitor compliance limit breaches/ alerts. Proactively monitoring to detect and prevent potential breaches of compliance norms. Reporting and Liaison Prepare various compliance related reports and MIS for the team. Liaise with exchange/s on matters related to listed ETFs and other compliance requirements. Coordinate with Internal Auditors, Statutory Auditors, and SEBI Auditors and Assist in handling SEBI inspection. REQUIREMENT Total experience of 3-5 years with minimum 2 years of experience of working in the compliance department of Asset Management Company/ Mutual Fund. Graduate in any discipline or CS/CA/ ICWA/ L.L.B/MBA

About Zerodha Fund House At Zerodha fund house, we are enabling the next generation of Indian investors We feel mutual funds as a product needs to be reimagined to build simple & relevant investment solutions for the next 10 crore individuals to participate in and grow the capital markets in India Built by the people behind Zerodha & smallcase, Zerodha fund house brings the principles of simplicity, cost-effectiveness, and transparency to the mutual funds We are building the founding team and are looking for smart and passionate people to join us Where you fit in This will be an Individual Contributor role to start and can evolve over time based on how this function matures You will play a critical role in the companys tech infrastructure, processes which will be fully aligned with regulatory, security and business continuity standards Key Responsibilities Draft, coordinate & monitor IT processes & policies to ensure compliance as per IT Act, regulatory bodies (e g RBI, SEBI, GDPR, UIDAI etc ), info security (ISM) guidelines and other applicable laws with respect to Technology, in coordination with internal & external stakeholders Prepare & update business-wise IT infra details required by the Compliance/Legal teams for regulatory filings and 3rd party audits Conduct vendor risk assessment audits & ensure identified gaps are proactively filled Introduce new processes & policies by conducting market studies & surveys relevant to our business Plan, formulate, coordinate, implement & monitor the cyber crisis management plan (CCMP) Incident Management and resolution Interface with external auditors and set up processes to ensure all Infosec audits go smoothly Formulate, implement, review & monitor BCP Requirements 4-6 years of experience, including being SPOC for Infosec audits In-depth knowledge of technology, security, risk, and compliance best practices Strong capability in interfacing with both technology and business teams Detailed understanding of security monitoring, threat intelligence & vulnerability management A self-driven attitude with a strong sense of ownership Experience with RBI and/or SEBI (preferred) audits is a big plus Assisting the team to conduct Technology Committee Assisting the Risk Officer to conduct independent assessments of the business functions Provide timely data for Risk Management Committee

About Zerodha Fund House At Zerodha fund house, we are enabling the next generation of Indian investors. We feel mutual funds as a product needs to be reimagined to build simple & relevant investment solutions for the next 10 crore individuals to participate in and grow the capital markets in India. Built by the team behind Zerodha & smallcase, Zerodha fund house brings the principles of simplicity, cost-effectiveness, and transparency to the mutual funds. Responsibilities Serve as the Single Point of Contact (SPOC) for internal IT support and system-related issues. Deploy and troubleshoot operating systems, firmware, and application updates. Maintain the office network and resolve LAN/Wi-Fi, DHCP, and DNS issues. Manage endpoint devices using MDM tools such as JumpCloud. Perform first-level troubleshooting for laptops from HP, Apple, Lenovo, etc. Act as the subject matter expert in macOS, Windows, Linux, and related technologies. Provide user and admin support for Google Workspace and Microsoft 365. Troubleshoot issues related to network printers, CCTV, access control systems, and file/storage servers. Assist in maintaining compliance with internal IT policies and company security standards. Requirements 3–5 years of first-level IT support experience in a fast-paced environment. Hands-on experience managing IT assets using a cloud-based ITAM tool. Must be able to communicate technical issues clearly in English to both technical and non-technical stakeholders. Prior experience working with a ticketing system such as Jira or Zendesk. Strong understanding of Google Workspace and cloud-based infrastructure. Solid knowledge of IP networking (wired/wireless), DHCP, DNS, firewalls, and virtualization. Proficiency in Windows, macOS, and Linux is required. Experience with Fortinet or similar firewalls, scripting (PowerShell/Bash), and awareness of SEBI/RBI compliance practices is preferred. We’re looking for someone who thrives in a self-directed environment and enjoys learning new tools and technologies independently.

At Zerodha fund house, you will play a key role in enabling the next generation of Indian investors by reimagining mutual funds to create simple and relevant investment solutions. Together with the team behind Zerodha & smallcase, we uphold the values of simplicity, cost-effectiveness, and transparency in the mutual funds sector. Your responsibilities will include: - Assisting in finalizing reports to be filed with SEBI, AMFI, RBI, and the Board of AMC and Trustees. - Updating regulatory documents such as SID, KIM, and SAI. - Drafting notices, addendums, and board communications related to compliance matters. - Pre-clearance of marketing materials and filing the same with the regulator. - Finalizing STR/NTR and other reports as required under PMLA. - Updating Compliance Manual and other mutual fund level policies. You will also be involved in: - Proactively tracking and analyzing new circulars and directives issued by SEBI and AMFI. - Preparing reports on the impact of regulatory changes and implementing necessary adjustments for compliance. - Conducting reviews to ensure compliance with dealing room practices, insider trading regulations, and ethical standards. - Monitoring and analyzing transactions to identify and report suspicious activities or regulatory breaches. - Liaising with exchanges on matters related to listed ETFs and other compliance requirements. - Coordinating with Internal Auditors, Statutory Auditors, and SEBI Auditors to assist in handling SEBI inspections. To be successful in this role, you should have: - Total experience of 3-5 years with a minimum of 2 years in the compliance department of an Asset Management Company/Mutual Fund. - Graduation in any discipline or CS/CA/ICWA/L.L.B/MBA. Join us at Zerodha fund house and be part of a team dedicated to revolutionizing the mutual funds landscape in India.,

About Zerodha Fund House At Zerodha fund house, we are enabling the next generation of Indian investors. We feel Mutual Fund as a product needs to be reimagined to build simple & relevant investment solutions for the next 10 crore individuals to participate in and grow the capital markets in India. Built by the team behind Zerodha & Smallcase, Zerodha Fund House brings the principles of simplicity, cost-effectiveness and transparency to the mutual funds. Responsibilities include: Daily accounting and classifying financial transactions, such as accounts payable, accounts receivable, and general ledger entries. Creating reports like income statements, balance sheets, and cash flow statements. Reconciliation of bank statements on a weekly basis Preparation and maintenance of vendor master and receivable / payable Invoice and expense management including vendor payouts Assisting the seniors in treasury management Assisting the seniors in financial closure and audits Assisting the seniors in preparing financial MIS and projections for Business Planning Handling Tax payments (Vendor TDS, PF, PT, ESIC, etc) Handling Tax return filings (GST, TDS, Income tax etc). Assist the seniors to ensure optimisation of ITC on GST payments Preparing reports for management, external stakeholders & investors Working and co-ordinating with other departments to ensure proper financial controls and risk management. Requirements: CA/MBA/B.Com or other equivalent qualifications in accounting and finance 2-3 years of experience in relevant field of accounting Good Understanding of accounting principles and practices. Ability to analyze financial data and identify trends & patterns Proficiency in accounting software and spreadsheets like Tally, Zoho Books and other leading financial accounting software Taxation basics e.g. GST, Vendor taxations, Income tax, return filing etc.

At Zerodha Fund House, you'll have the incredible opportunity to join a team of world-class engineers, designers, and finance professionals with diverse backgrounds and skills. As a DevOps team member, you'll play a vital role in building the next generation of investment products for millennials. We're looking for a passionate and proactive undergrad, preferably graduating in 2024 with experience in DevOps. You'll be working on cutting-edge technologies to deliver a delightful investing experience to our users. If you're eager to learn and grow, and you're excited to be part of a team that's changing the way people invest, then we encourage you to apply. Responsibilities Help the team research and evaluate new DevOps tools and technologies to improve our development and deployment process. Monitor and troubleshoot infrastructure and applications. Document and share DevOps knowledge with the team. Contribute to the DevOps community by writing blog posts, giving presentations, and participating in open source projects. Requirements Strong Linux and networking fundamentals Web development concepts - server architecture (cloud computing). Basic knowledge of DevOps tools and technologies, such as GitOps, CI/CD Good to-have Interest (and/or experience) in the financial/stock market space. Familiarity with tools like ArgoCD, ArgoWorkflow, AWS CDK, CDK8s, Terraform, Helm and Cloudformation, AWS Infra (EC2, ELB, ALB, S3, VPC, Cloudfront, Route53). Familiarity with databases - (MongoDB, Postgres, Redis), Scripting (bash, python). Familiarity with AWS Infra (EC2, ELB, ALB, S3, VPC, Cloudfront, Route53).

At Zerodha Fund House, you&aposll have the incredible opportunity to join a team of world-class engineers, designers, and finance professionals with diverse backgrounds and skills. As a DevOps team member, you&aposll play a vital role in building the next generation of investment products for millennials. We&aposre looking for a passionate and proactive undergrad, preferably graduating in 2024 with experience in DevOps. You&aposll be working on cutting-edge technologies to deliver a delightful investing experience to our users. If you&aposre eager to learn and grow, and you&aposre excited to be part of a team that&aposs changing the way people invest, then we encourage you to apply. Responsibilities Help the team research and evaluate new DevOps tools and technologies to improve our development and deployment process. Monitor and troubleshoot infrastructure and applications. Document and share DevOps knowledge with the team. Contribute to the DevOps community by writing blog posts, giving presentations, and participating in open source projects. Requirements Strong Linux and networking fundamentals Web development concepts - server architecture (cloud computing). Basic knowledge of DevOps tools and technologies, such as GitOps, CI/CD Good to-have Interest (and/or experience) in the financial/stock market space. Familiarity with tools like ArgoCD, ArgoWorkflow, AWS CDK, CDK8s, Terraform, Helm and Cloudformation, AWS Infra (EC2, ELB, ALB, S3, VPC, Cloudfront, Route53). Familiarity with databases - (MongoDB, Postgres, Redis), Scripting (bash, python). Familiarity with AWS Infra (EC2, ELB, ALB, S3, VPC, Cloudfront, Route53). Show more Show less