Legal, Risk and Compliance Senior Associate

0 years

0 Lacs

Posted:2 weeks ago| Platform: Linkedin logo

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Work Mode

On-site

Job Type

Contractual

Job Description

  • Collaborate with the Risk and Compliance team to assess potential risks in professional services operations, including legal matters, engagements, and client relationships.
  • Conduct thorough risk assessments to identify and evaluate potential operational, legal, and reputational risks, working closely with stakeholders for a comprehensive understanding of risk factors.
  • Develop and implement risk mitigation strategies, policies, and procedures that align with industry best practices, legal requirements, and internal standards.
  • Monitor changes in laws, regulations, and industry trends impacting our business, providing proactive guidance for compliance and risk avoidance.
  • Participate in the review and negotiation of client contracts and engagements, identifying and addressing potential risk exposures in collaboration with legal and business teams.
  • Assist in developing and executing risk management training and awareness programs for employees to enhance their understanding of risk-related issues and best practices.
  • Support the incident management process by participating in investigations of incidents, breaches, or client complaints, analyzing root causes, and recommending actions to prevent recurrence.
  • Collaborate with cross-functional teams, including legal, finance, and operations, to develop and maintain a robust risk register, tracking risks, mitigation efforts, and resolutions.
  • Prepare regular risk management reports for senior management, offering insights into risk trends, mitigation efforts, and compliance status.
  • Continuously evaluate and enhance the effectiveness of risk management processes.
  • Monitor changes in regulatory and compliance obligations across all jurisdictions, addressing areas of concern to the business.
  • Participate in quality, process, and compliance reviews across Vialto.

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Vialto Partners logo
Vialto Partners

Human Resources and Services

Austin

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