Head of Internal Audit

**Role Overview:** Vivriti Group is seeking a Head of Internal Audit with a background in NBFC and asset management to lead and evolve the audit function. In this high-impact role, you will define and execute internal audit strategies, provide independent assurance to key stakeholders, and drive a culture of compliance and continuous improvement. **Key Responsibilities:** - **Audit Strategy & Governance:** - Develop and implement a risk-based internal audit charter aligned with the business model and regulatory requirements. - Present annual audit plans, key findings, and risk themes to the Audit Committee and senior leadership. - Ensure comprehensive coverage across NBFC and AIF operations. - **Functional Leadership:** - Conduct enterprise-wide audits across various functions including credit, treasury, operations, compliance, and IT systems. - Conduct thematic reviews such as fraud risk, third-party risk, and operational resilience. - Ensure timely execution of audits, resolution of issues, and follow-ups post-audit. - **Regulatory Compliance & Risk Oversight:** - Monitor compliance with RBI, SEBI, Companies Act, and other statutory frameworks. - Proactively assess the control environment against regulatory expectations and emerging risks. - Collaborate with Risk, Compliance, Finance, and Technology teams to enhance the governance framework. - **Technology-Enabled Auditing:** - Introduce and utilize audit automation, data analytics, and continuous control monitoring tools. - Evaluate cybersecurity, IT general controls (ITGC), and digital finance platforms for assurance. - **Investigations & Special Reviews:** - Lead or support fraud investigations, whistleblower reviews, and conflict-of-interest audits. - Maintain independence while driving actionable outcomes from forensic reviews. - **People Leadership:** - Build and nurture a high-performing internal audit team. - Advocate for audit upskilling, cross-training, and foster a culture of constructive challenge and accountability. **Qualification Required:** - **Qualifications:** - Chartered Accountant (CA) / Certified Internal Auditor (CIA) - Additional certifications preferred: CISA, CPA, CFE, CRMA - **Experience:** - 15-18 years of internal audit experience, with leadership roles. - Extensive exposure to NBFCs, asset management, or financial services. - Previous experience in managing interactions with the Board or Audit Committee. - **Key Skills:** - In-depth knowledge of RBI and SEBI compliance frameworks. - Strong understanding of risk-based auditing and internal controls. - High emotional intelligence and effective stakeholder management. - Exceptional report writing, presentation, and executive communication skills. - Familiarity with audit tools, analytics platforms, and GRC systems.,