Finance Associate (compliance )

Associate-Finance

CS - Qualified/Semi - Qualified preferred

CTC

Location-

Experience

We are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory advisory space for SEBI-regulated entities.

Kindly fill out the following Google Form and attach your updated resume for our review: w:https://docs.google.com/forms/d/e/1FAIpQLSdoo0as7rc-uCGJYPCnWbpO8S28Mlp-m6o627WQGiYrxTCqVQ/viewform?usp=dia

lAbout the R

ole
As a Compliance Associate, you will work closely with a diverse set of clients and assist them in managing their day-to-day compliance responsibilities, regulatory filings, audits, and governance mat

ters.Responsib

• ilities
  Provide compliance support to clients in AIF, PMS, IA, and RA categories in line with SEBI reg
• ulations.Assist in the registration and onboarding process of new SEBI-registered
• entities.Prepare and review compliance checklists, reports, registers, and SOPs for
• clients.Ensure timely and accurate filing of regulatory reports and
• returns.Draft and vet client-facing documents such as disclosure documents, PPMs, client agreements, and marketing m
• aterials.Support clients during regulatory audits, inspections, and queries from SEBI or cu
• stodians.Monitor regulatory updates and notify clients of relevant changes, along with impact ass
• essments.Help conduct internal compliance training and awareness sessions for clie
• nt teams.Maintain confidentiality and ensure documentation and communication meet professional s

tandards.Qua

• lifications
  Graduate/Postgraduate in Commerce, Law, Finance, or r
• elated field.CS,
• LLB, CFA, CA.1–5 years of experience in regulatory/compliance roles, ideally with an advisory, consulting,

or law firm.

• Required Skills
  Good understanding of SEBI regulations applicable to AIF,
• PMS, IA, and RA.Strong attention to detail, analytical skills, and profes
• sional integrity.Excellent written and verbal comm
• unication skills.Comfortable with client interaction and multitasking ac

ross assignments

• .
  Preferred SkillsExperience in compliance and
• regulatory advisory.Ability to work in a fa