Executive - DP operations

NISM Series VI – Depository Operations

Experience:

Roles and Responsibilities:

• Regulatory Certification:

• Must possess valid

  NISM Series VI - Depository Operations Certification

  .

• Depository Participant (DP) Operations:

• Strong understanding and hands-on experience with

  CDSL and NSDL

  related operational activities.
• Perform

  BOD (Beginning of Day)

  and

  EOD (End of Day)

  processes for both NSDL and CDSL platforms.

• DP Terminals and Interfaces:

• Familiar with

  CDAS, EDPM

  , and

  Local Terminal (NSDL)

  environments.
• Upload and manage

  DIS entries

  on both CDSL and NSDL platforms.

• Back Office Software Knowledge:

• Working knowledge of

  I-BEATS

  and similar back-office platforms.
• Ability to troubleshoot and resolve DIS-related issues within the back-office system.

• Transaction Processing:

• Perform

  MAKER entries

  for:
• Delivery Instruction Slips (DIS)
• Pledge/Unpledge instructions
• DRF (Dematerialization Request Form)
• Freeze/Unfreeze instructions

scrutiny

• DRF
• Transmission requests
• Account closure
• Account shifting

Demat / Remat / Redemption Activities:

• End-to-end processing of

  Dematerialization

  ,

  Rematerialization

  , and

  Redemption

  transactions.
• Follow up with RTA in case of

  rejections

  or

  non-receipt of DRF

  within expected timelines.

Transmission and RTA Coordination:

• Knowledge of

  transmission process

  for both CDSL and NSDL.
• Coordinating with

  RTAs

  for rejection cases and follow-ups.

BO (Beneficial Owner) Management:

• Handle

  BO Mapping

  and account-level modifications as per compliance norms.

DP Billing Activities:

• Carry out

  DP billing-related activities

  accurately and in a timely manner.

• Reporting & Compliance:

• Ensure all tasks are performed in compliance with SEBI and depository guidelines.
• Maintain proper audit trails and logs for all operations.

Key Skills Required:

• Strong attention to detail and documentation.
• Good communication and coordination skills with RTAs and internal teams.
• Ability to work independently and handle high-volume operations.
• Familiarity with compliance requirements and audit protocols.