Deputy Manager - Regulatory Compliance

5 - 10 years

10 - 15 Lacs

Posted:3 hours ago| Platform: Naukri logo

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Work from Office

Job Type

Full Time

Job Description

Role & responsibilities

  • Manage regulatory audits and inspections
  • Respond to regulatory queries
  • Internal Audit Report co-ordination and submission
  • Co-ordinate with various depts for data
  • Improve the Compliance framework of the company
  • Responsible for the Internal Audit report preparation and submission
  • Responsible for Off-site, onsite and AP audits and inspections.
  • Regulatory interaction and reporting.
  • Timely submission of IAR

Preferred candidate profile

  • Good understanding of MS Office and inter departmental co-ordination
  • Graduate in commerce or law or CS

Interested candidates can share theior updated resume on swapnali.mendonca@sharekhan.com

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Sharekhan

Financial Services

Mumbai

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