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Compliance

3 - 8 years

5 - 8 Lacs

Mumbai

Posted:5 days ago| Platform: Naukri logo

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Skills Required

compliance Capital Market Company Secretarial Broker Portfolio Management Services PMS Alternative Investments Alternative Investment Fund Sebi Compliance Regulatory Compliance Aif Sebi Regulations

Work Mode

Work from Office

Job Type

Full Time

Job Description

Job description This is Regarding Opening with a Leading Fund Management Company as a Compliance Manager !!! Experience: 3+ years Location - Mumbai - 5 Days (WHO) Responsibilities: Will be co-ordinating with the clients of the Company for SEBI AIF/ PMS compliances. To resolve the regulatory queries of the clients To co-ordinate during Inspection/ Audit Shall assist in various group level restructuring projects as may be initiated by Company from time to time. Ensure regulatory compliances for the Company for the current as well as future regulatory projects Qualified Company Secretary with degree in LLB/ Any professional qualification preferred Experience in activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management Candidates with exposure in AIF/ PMS compliance shall be preferred If this Job Opportunity excites you, Kindly mail your updated CV Asap on the mail ID: nidhi@thepremierconsultants.com. Thanks & Regards, Nidhi Shah

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Premier Consultants
Premier Consultants
www.future-work.co.uk

Staffing and Recruiting

London England

2-10 Employees

9 Jobs

    Key People

  • John Doe

    CEO

  • Jane Smith

    Chief Operating Officer

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