Job
Description
ROLE OVERVIEW: As a Compliance professional at KIOPL Management Solutions India Private Limited, you will be responsible for providing compliance support and oversight for the Firm's leverage facilities, FX/Interest Rate hedging platform, and ensuring adherence to global and business-specific policies. Your role will involve managing regulatory and lender reporting, coordinating cross-functional processes, and ensuring data integrity across systems. The ideal candidate for this position should have a strong understanding of private markets and credit operations, excellent project management skills, and the ability to thrive in a fast-paced, collaborative environment. KEY RESPONSIBILITIES: - Provide compliance support and oversight for the Firm's leverage facilities and FX/Interest Rate hedging platform, ensuring adherence to global and business-specific policies. - Manage quarterly internal CERTS processes and compliance reporting obligations to lenders and investors. - Support FX compliance, ISDA compliance programs, and handle ad hoc FX counterparty requests. - Assist in escalation and resolution of covenant breaches, trade errors, and operational issues. - Support onboarding and setup of new and follow-on debt facilities. - Review Transparency Reports quarterly for both private and public funds. - Ensure data accuracy and integrity across key platforms (Everest, Appian, Investran, Leo). - Assist in quarterly and ad hoc lender reporting, including LP transfers and new fund closes. - Contribute to capital activity reporting (e.g., capital calls, distributions). - Coordinate preparation of quarterly compliance certificates in collaboration with internal teams. - Liaise with Client Services to manage lender access to the KKR portal. - Prepare and review lender compliance deliverables, including both scheduled and ad hoc reports. - Monitor and update borrowing base calculations across fund facilities. - Collaborate with Legal, Fund Finance, and Investment teams to ensure completeness and accuracy of reporting data. - Draft and maintain compliance certificates, ensuring alignment with facility terms and fund covenants, and manage organized record-keeping for audit purposes. - Conduct compliance oversight of investment re-allocations to ensure alignment with fund documentation and internal policies & procedures. - Liaise with investment and legal teams to validate supporting documentation and approvals. - Support the maintenance of the Insurance Restricted List in collaboration with relevant functions. - Assist with the oversight and periodic review of approved trading lists, particularly for the Private Credit business. - Coordinate updates to restricted lists and communicate changes to impacted teams in a timely manner. - Review pre-trade requests to identify potential exposure to material non-public information (MNPI). - Escalate any red flags and coordinate with various teams for resolution. - Support quality control (QC) confirmation of Investment Committee (IC) documentation for Private Markets transactions. - Review Real Assets allocation documentation for compliance with internal protocols and fund-specific guidelines. QUALIFICATIONS: - Experience & Knowledge: - Minimum 2-3 years of experience in compliance or business operations. - Familiarity with private markets, credit, loans, fixed income, and trading operations. - Legal background is a plus, though not essential. - Skills & Competencies: - Strong project management and organizational skills. - Excellent attention to detail with the ability to manage multiple priorities in a fast-paced environment. - Effective written and verbal communication skills, including report writing and analysis. - Strong interpersonal skills and ability to build relationships across teams. - Comfortable with technology and open to learning new systems; able to explain technical concepts clearly. - Personal Attributes: - Proactive, motivated, and solution-oriented self-starter. - High level of integrity and professionalism; maintains discretion and confidentiality. - Collaborative team player with sound judgment and a structured, methodical approach. - Education: - Strong academic background with a master's degree or equivalent.,
