Compliance - Asset Management/Portfolio Compliance - Professional

2 - 3 years

4 - 5 Lacs

Posted:10 hours ago| Platform: Naukri logo

Apply

Work Mode

Work from Office

Job Type

Full Time

Job Description

COMPANY OVERVIEW

KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR s insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR s investments may include the activities of its sponsored funds and insurance subsidiaries.

KIOPL

Management Solutions India Private Limited provides best in class services and solutions to our internal stakeholders and clients, drive organization wide process efficiency and transformation, and reflect KKRs global culture and values of teamwork and innovation. The office contains multifunctional business capabilities and will be integral in furthering the growth and transformation of KKR.

TEAM OVERVIEW

KKR s Compliance team is responsible for developing and enforcing compliance policies and procedures, as well as tracking ongoing regulatory changes that may affect the firm. The team is also involved in the investment process to monitor and advise on compliance with guidelines for both strategic partners and clients. The team implements and monitors the firm s compliance programs to train employees, review and analyze conflicts of interests, etc. The Compliance team also handles the due diligence process, assists with operational support for investing activities, and maintain compliance with the firm s Code of Ethics.

POSITION SUMMARY

We are seeking a highly motivated and detail-oriented professional to support compliance and operational oversight for the Firm s leverage facilities, FX and interest rate hedging programs. This role involves managing regulatory and lender reporting, coordinating cross-functional processes, and ensuring data integrity across systems. The ideal candidate will bring a strong understanding of private markets and credit operations, excellent project management skills, and the ability to thrive in a fast-paced, collaborative environment.

ROLES & RESPONSIBILITIES:

DLM Compliance

Provide compliance support and oversight for the Firm s leverage facilities and FX/Interest Rate hedging platform, ensuring adherence to global and business-specific policies.
Manage quarterly internal CERTS processes and compliance reporting obligations to lenders and investors. Support FX compliance, ISDA compliance programs, and handle ad hoc FX counterparty requests. Assist in escalation and resolution of covenant breaches, trade errors, and operational issues. Support onboarding and setup of new and follow-on debt facilities. Review Transparency Reports quarterly for both private and public funds. Ensure data accuracy and integrity across key platforms (Everest, Appian, Investran, Leo). Assist in quarterly and ad hoc lender reporting, including LP transfers and new fund closes. Contribute to capital activity reporting (e.g., capital calls, distributions). Coordinate preparation of quarterly compliance certificates in collaboration with internal teams. Liaise with Client Services to manage lender access to the KKR portal. Prepare and review lender compliance deliverables, including both scheduled and ad hoc reports. Monitor and update borrowing base calculations across fund facilities. Collaborate with Legal, Fund Finance, and Investment teams to ensure completeness and accuracy of reporting data. Draft and maintain compliance certificates, ensuring alignment with facility terms and fund covenants, and manage organized record-keeping for audit purposes.
Re-allocation Review
Conduct compliance oversight of investment re-allocations to ensure alignment with fund documentation and internal policies & procedures. Liaise with investment and legal teams to validate supporting documentation and approvals.
Restricted List & Trading List Management
Support the maintenance of the Insurance Restricted List in collaboration with relevant functions.
Assist with the oversight and periodic review of approved trading lists, particularly for the Private Credit business. Coordinate updates to restricted lists and communicate changes to impacted teams in a timely manner.
Private Markets Pre-Trading MNPI Review
Review pre-trade requests to identify potential exposure to material non-public information (MNPI).
Escalate any red flags and coordinate with various teams for resolution.
Private Markets & Real Assets Documentation QC
Support quality control (QC) confirmation of Investment Committee (IC) documentation for Private Markets transactions.
Review Real Assets allocation documentation for compliance with internal protocols and fund-specific guidelines.

QUALIFICATIONS

Experience & Knowledge
Minimum 2 3 years of experience in compliance or business operations. Familiarity with private markets, credit, loans, fixed income, and trading operations. Legal background is a plus, though not essential.
Skills & Competencies
Strong project management and organizational skills. Excellent attention to detail with the ability to manage multiple priorities in a fast-paced environment. Effective written and verbal communication skills, including report writing and analysis. Strong interpersonal skills and ability to build relationships across teams. Comfortable with technology and open to learning new systems; able to explain technical concepts clearly. Personal Attributes Proactive, motivated, and solution-oriented self-starter. High level of integrity and professionalism; maintains discretion and confidentiality. Collaborative team player with sound judgment and a structured, methodical approach. Education Strong academic background with a master s degree or equivalent.

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview
cta

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.

Job Application AI Bot

Job Application AI Bot

Apply to 20+ Portals in one click

Download Now

Download the Mobile App

Instantly access job listings, apply easily, and track applications.

coding practice

Enhance Your Skills

Practice coding challenges to boost your skills

Start Practicing Now
KKR India Asset Finance logo
KKR India Asset Finance

Financial Services

New York New York

RecommendedJobs for You