Compliance - Asset Management/Portfolio Compliance - Professional

2 - 6 years

0 Lacs

Posted:1 day ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Role Overview: You will be responsible for providing compliance support and oversight for the Firm's leverage facilities and FX/Interest Rate hedging platform, ensuring adherence to global and business-specific policies. Your role will involve managing regulatory and lender reporting, coordinating cross-functional processes, and ensuring data integrity across systems. Key Responsibilities: - Manage quarterly internal CERTS processes and compliance reporting obligations to lenders and investors. - Support FX compliance, ISDA compliance programs, and handle ad hoc FX counterparty requests. - Assist in escalation and resolution of covenant breaches, trade errors, and operational issues. - Support onboarding and setup of new and follow-on debt facilities. - Review Transparency Reports quarterly for both private and public funds. - Ensure data accuracy and integrity across key platforms (Everest, Appian, Investran, Leo). - Assist in quarterly and ad hoc lender reporting, including LP transfers and new fund closes. - Contribute to capital activity reporting (e.g., capital calls, distributions). - Coordinate preparation of quarterly compliance certificates in collaboration with internal teams. - Liaise with Client Services to manage lender access to the KKR portal. - Prepare and review lender compliance deliverables, including both scheduled and ad hoc reports. - Monitor and update borrowing base calculations across fund facilities. - Collaborate with Legal, Fund Finance, and Investment teams to ensure completeness and accuracy of reporting data. - Draft and maintain compliance certificates, ensuring alignment with facility terms and fund covenants, and manage organized record-keeping for audit purposes. Qualifications: - Experience & Knowledge: Minimum 2-3 years of experience in compliance or business operations. Familiarity with private markets, credit, loans, fixed income, and trading operations. Legal background is a plus, though not essential. - Skills & Competencies: Strong project management and organizational skills. Excellent attention to detail with the ability to manage multiple priorities in a fast-paced environment. Effective written and verbal communication skills, including report writing and analysis. Strong interpersonal skills and ability to build relationships across teams. Comfortable with technology and open to learning new systems; able to explain technical concepts clearly. - Personal Attributes: Proactive, motivated, and solution-oriented self-starter. High level of integrity and professionalism; maintains discretion and confidentiality. Collaborative team player with sound judgment and a structured, methodical approach. - Education: Strong academic background with a master's degree or equivalent. Role Overview: You will be responsible for providing compliance support and oversight for the Firm's leverage facilities and FX/Interest Rate hedging platform, ensuring adherence to global and business-specific policies. Your role will involve managing regulatory and lender reporting, coordinating cross-functional processes, and ensuring data integrity across systems. Key Responsibilities: - Manage quarterly internal CERTS processes and compliance reporting obligations to lenders and investors. - Support FX compliance, ISDA compliance programs, and handle ad hoc FX counterparty requests. - Assist in escalation and resolution of covenant breaches, trade errors, and operational issues. - Support onboarding and setup of new and follow-on debt facilities. - Review Transparency Reports quarterly for both private and public funds. - Ensure data accuracy and integrity across key platforms (Everest, Appian, Investran, Leo). - Assist in quarterly and ad hoc lender reporting, including LP transfers and new fund closes. - Contribute to capital activity reporting (e.g., capital calls, distributions). - Coordinate preparation of quarterly compliance certificates in collaboration with internal teams. - Liaise with Client Services to manage lender access to the KKR portal. - Prepare and review lender compliance deliverables, including both scheduled and ad hoc reports. - Monitor and update borrowing base calculations across fund facilities. - Collaborate with Legal, Fund Finance, and Investment teams to ensure completeness and accuracy of reporting data. - Draft and maintain compliance certificates, ensuring alignment with facility terms and fund covenants, and manage organized record-keeping for audit purposes. Qualifications: - Experience & Knowledge: Minimum 2-3 years of experience in compliance or business operations. Familiarity with private markets, credit, loans, fixed income, and trading operations. Legal background is a plus, though not essential. - Skills & Competencies: Strong project management and organizational skills. Excellent attention to detail with the ability to manage multiple priorities in a fast-paced environment. Effective written and verbal communication skills, including report writ

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