AVP - Compliance.

Job Description

Job Description For: AVP-Compliance. Location: Gurgaon . CTC: As per the industry standard. Reporting Manager: Chief Compliance Officer. Required Details: Experience Required: 10-12 years. Proven experience in the Non-Banking Financial Company (NBFC) sector with a strong understanding of RBI regulations. Excellent organizational and communication skills. Ability to work independently and as part of a team. Strong analytical skills and attention to detail. Key Responsibilities: Ensuring various Compliances under the Master Direction of the Reserve Bank of India for NBFCs and amended Rules thereon. Dealing with various circulars as issued by the RBI, i.e., Scale Based Regulations, KYC, etc. Taking prior approval from the RBI for the appointment of Directors & other matters. Handling FCRA compliances for a subsidiary company. Handling the Select scope inspection from RBI and drafting of requisite replies for the inspection letter. Working Knowledge of Inspection of RBI. Preparation & filing of various monthly, quarterly, half-yearly & annually returns of RBI, i.e., Annual return on foreign liabilities and assets, ECB-2, DNBS01, DNBS03, DNBS4A and DNBS13, Statement of Change of Directors & Auditor Report, etc. Filing of Entity Master Data through Single Master Form (SMF-FIRMS) with the RBI. Assist / Manage board and committee meetings, ensuring timely completion of pre- and post-meeting compliance tasks. Provide guidance and support to junior team members in their compliance-related tasks and responsibilities. Preference for additional experience: Companies Act & SEBI Compliances Compliance of relevant provisions of the SEBI Listing Regulations, including LODR, Insider Trading, SAST, and ICDR. Ensuring various listing compliances of Equity & Debt i.e. monthly, quarterly, half-yearly, annually, event-based, etc. Compliance related to Listing of Non-Convertible Debentures (NCD).