Auditor

• Responsible and accountable for conducting internal audits of functions such as Treasury, Market Risk, ALM & FTP, Capital Adequacy & ICAAP, Trade Finance, Depository Participant, Custody, broking business etc.
• Conduct the internal audits in a time-bound manner as per the approved Risk Based Audit Plan, Internal Audit Policy and Internal Audit Process and documentation of audit work papers
• Conduct the audits as per the scope of the audits which covers aspects of governance framework, policies, processes, business, products, risks, operations, information security, business continuity etc.
• Apply experience, knowledge and understanding to continuously improve the effectiveness of internal controls and efficiency in the audit processes
• Demonstrate sound knowledge of regulatory guidelines on Treasury, Market Risk, ALM, ICAAP and Broking business
• Interpret the regulatory guidelines and its applicability and implementation by the Bank and its broking subsidiary
• Oversight of concurrent audits for the areas within the vertical
• Conduct Thematic audits, Snap Audits, etc. on need-basis
• Undertake project(s) to improve and streamline the audit scope, checklists, checkpoints, Audit Planning Memorandum (APM)
• Engage with all the stakeholders for audit activities and issues
• Adhere to the quality standards as per the ISO norms
• Any other audit related role and activities as and when assigned
  

• In depth knowledge of the Treasury products and business, Market Risk Management, ALM, ICAAP and broking business.
• Sound knowledge of regulatory guidelines and best market practices related to above areas.
• Ability to work independently as well as in team-setting
  

Qualifications And Relevant Experience

• 5 – 8 years of relevant experience in Treasury audit or Treasury function or Market Risk
• CA / MBA, FRM (GARP) preferred