7 Treasury Compliance Jobs

This is regarding opening with a Leading Private Bank as a Treasury Compliance Designation: Treasury Compliance Manager Experience: 3-8 Years with Compliance into Treasury Department Industry: Banking/Financial Services Location: Mumbai What You&aposll do: Advise the Treasury team on all compliance-related matters, including products, policies, processes, and disclosures. Review notes and circulars from a regulatory perspective to ensure alignment with evolving RBI guidelines. Provide insights on Market Risk, Liquidity Risk, and Financial Disclosures (Investments, Borrowings, Derivatives). Support implementation of new RBI circulars and ensure cross-functional adherence. Assist in handling statutory audits, concurrent audits, and RBI inspectionsincluding root cause analysis of inspection observations. Collaborate with Internal Audit, Risk, and other assurance functions on key regulatory matters. Engage with regulators to obtain approvals, seek clarifications, and support compliance deliverables. Contribute to MIS reporting, committee notes, and compliance dashboards. Interested in making an impact at the intersection of Compliance and Treasury- Share your CV on @[HIDDEN TEXT] #Treasury #TreasuryCompliance #FX #Derivatives #Compliance Advisory #Compliance #bank #banking #fixedincome #compliancemanagement #treasuryproducts #treasuryoperations #AuditAndCompliance Show more Show less

As a Treasury Compliance Manager, you will be responsible for ensuring strict adherence to treasury compliance requirements, including internal controls, regulatory standards, and company policies across global jurisdictions. Your role will involve coordinating with AD bank, RBI, and other regulatory agencies to ensure compliance with FEMA regulations. You will be tasked with identifying and implementing automation opportunities within the treasury function to enhance process efficiency, reduce manual intervention, and improve data accuracy. Additionally, you will manage and coordinate all treasury-related audit processes, including statutory and internal audits, prepare required documentation, and ensure timely resolution of audit findings. As a key member of the team, you will lead the implementation of SAP S/4 HANA, focusing specifically on the Treasury function. This will involve working closely with IT teams, consultants, and business stakeholders to ensure a smooth transition. You will configure, maintain, and optimize the Treasury and Risk Management (TRM) module in SAP to support operations such as cash management, risk tracking, financial instruments, and reporting. Collaboration with cross-functional teams will be essential to ensure the smooth integration of treasury systems with broader finance and enterprise systems. Your role will be crucial in driving efficiency and effectiveness within the treasury function while maintaining compliance with regulatory requirements.,

As a Treasury Compliance Manager, your primary responsibility will be to ensure strict adherence to treasury compliance requirements across global jurisdictions. This includes upholding internal controls, regulatory standards, and company policies. You will be responsible for coordinating with AD bank, RBI, and other regulatory agencies to ensure compliance with Fema regulations. Your role will also involve identifying and implementing automation opportunities within the treasury function. This will help enhance process efficiency, reduce manual intervention, and improve data accuracy. Additionally, you will manage and coordinate all treasury-related audit processes, including statutory and internal audits. You will be required to prepare necessary documentation and ensure timely resolution of audit findings. A key aspect of this role will be leading the implementation of SAP S/4 HANA, specifically focused on the Treasury function. You will work closely with IT teams, consultants, and business stakeholders to ensure a seamless transition. This will involve configuring, maintaining, and optimizing the Treasury and Risk Management (TRM) module in SAP. Your expertise will be crucial in supporting operations such as cash management, risk tracking, financial instruments, and reporting. Furthermore, you will collaborate with cross-functional teams to facilitate the smooth integration of treasury systems with broader finance and enterprise systems. Your ability to work collaboratively and communicate effectively will be essential in ensuring the success of these integrations.,

Role & responsibilities Assist the team in raising funds from banks, mutual funds, financial institutions, insurance companies, and corporates through the issuance of various financial instruments. Prepare Credit Approval Memos (CAM) and maintain up-to-date treasury dockets. Address and resolve queries from potential lenders to ensure their satisfaction. Manage daily cash flows to guarantee the availability of funds for disbursements across business units. Maintain accurate daily cash flow statements. Oversee the investment of surplus funds and manage fund transfers between accounts. Handle post-sanction requirements by managing pre-disbursement and post-disbursement conditions set by lenders. Coordinate with internal departments to ensure timely completion of documentation. Prepare and maintain a covenant tracker to monitor compliance. Liaise effectively with internal stakeholders to support treasury operations. Engage with external stakeholders including credit agencies and auditors. Coordinate with auditors to ensure timely completion of audits. Communicate regularly with banks to confirm receipt of interest payments and periodic reports. Fulfill various information and certification requirements requested by banks. Monitor developments in the Indian banking and NBFC sectors to stay updated on industry trends. Preferred candidate profile MBA (Finance), or equivalent qualification with a strong understanding of financial markets, instruments, and treasury operations. 24 years of relevant experience in treasury front office roles within NBFCs, banks, or financial institutions, with hands-on exposure to fundraising, liquidity management, or investment activities. Strong analytical and communication skills, proficiency in Excel and financial modeling, and the ability to work under tight deadlines in a fast-paced environment.

Key Responsibilities: Conduct compliance testing of Treasury Front, Mid & Back Office SOPs Evaluate gaps and recommend actionable remediation Test regulatory circulars and ALM practices Review compliance of SLR/Non-SLR investments, derivatives, FOREX, bullion, etc. Coordinate with stakeholders across functions Provide risk-based insights for compliance oversight Knowledge of RBI circulars, FEDAI, FIMMDA guidelines

Key Responsibilities: Debt Raising & Optimization: Raise funds at the best rates and improve loan structures. Negotiate terms with financial institutions and spot funding opportunities. Debt & Banking Compliance: Ensure daily compliance with debt and banking regulations. Maintain documentation and report to regulators and lenders on time. Treasury & Cash Flow Management: Optimize cash flow to enhance returns. Develop investment strategies and support capital deployment decisions. ERP System Management: Manage the ERP system for debt and treasury operations. Ensure smooth integration of financial data and provide insights for decision-making. Special Projects & Investor Relations: Work on strategic projects to drive financial growth. Assist in fundraising, investor presentations, and M&A evaluations. Desired Skills & Qualifications: Education: CA or MBA with 45 years of experience in finance, debt, or treasury. Skills: Strong Excel, PowerPoint, and Word skills. Experience: Background in debt raising and treasury operations. Soft Skills: Proactive, strong analytical, communication, and negotiation skills. What You Can Expect: Fast-paced environment with learning and growth opportunities. Exposure to financial institutions and high-impact projects. Kindly share your CV at nitya.singh@sworks.co.in

Lead treasury for an NBFC/HFC, drive fund-raising via loans/NCDs, manage ALM, liquidity, credit ratings, lender relations, debt covenants, and ensure regulatory compliance. Must have (Fund-raising, Ratings) experience in NBFC / HFC (rated BBB to AA). Required Candidate profile Seeking NBFC/HFC/Fintech professional with 8–11 yrs exp (5+ in Treasury). Must have fund-raising, NCD, ALM, RBI/SEBI regs, credit ratings expertise, and strong ties with banks, AIFs, HNIs, arrangers.