Trade Surveillance Analyst

3 - 7 years

0 Lacs

Posted:17 hours ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As a Compliance Analyst at Millennium Management, you will be responsible for various tasks to ensure the firm's adherence to regulatory requirements and industry standards. Your role will involve: - Conducting general electronic communications and trading surveillance reviews, focusing on identifying potential insider trading and market manipulation. - Monitoring daily surveillance reports using exception reports and other tools to detect any irregularities. - Reviewing surveillance alerts, performing analysis, and escalating findings when necessary. - Assisting in investigating and managing inadvertent receipt of material non-public information (MNPI). - Providing advice and guidance to firm personnel on compliance matters by interacting with the business and compliance teams on a daily basis. - Supporting regulatory examinations, inquiries, investigations, and projects as required. - Drafting and revising compliance-related policies and procedures. - Staying updated on regulatory changes, updates, and industry-wide compliance initiatives. - Leading special compliance-related projects involving various inter-department stakeholders. Qualifications: - Preferred Bachelor's degree in finance, Economics, or a related field with a strong academic background. - 3+ years of experience, ideally in surveillance or a related role at a regulatory authority, bank/broker, or buy-side firm. - Experience in the securities and trading industry is advantageous. - Knowledge of US financial markets is preferred. - Previous experience with third-party surveillance platforms. - Exceptional written, analytical, and research skills with the ability to apply quantitative and qualitative analysis. - Strong attention to detail, organizational skills, and effective communication abilities, both verbal and written. - Capable of working independently and collaboratively with all levels of management and staff. - Strong communication and analytical skills with a willingness to learn. - Ability to multitask effectively and handle various tasks simultaneously. - Attention to detail and problem-solving skills to identify complex issues and evaluate options. - Team player with enthusiasm for trading markets. - Proficiency in advanced computer skills including Bloomberg, MS Outlook, Word, Excel, and PowerPoint.,

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