9 Electronic Communications Jobs

You will be responsible for the following tasks in this position: - General electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulation. - Monitor daily surveillance reports using exception reports and other tools. - Review surveillance alerts, conduct analysis and escalate findings as needed. - Assist the investigation and handling of the inadvertent receipt of material non-public information (MNPI). - Interact with the business and compliance teams on a daily basis to provide advice and guidance to firm personnel on compliance matters. - Assist with regulatory examinations, inquiries, investigations and projects, as neces...

You will be responsible for general electronic communications and trading surveillance reviews, focusing on potential insider trading and market manipulation. This includes monitoring daily surveillance reports using exception reports and other tools, reviewing surveillance alerts, conducting analysis, and escalating findings as needed. Additionally, you will assist in the investigation and handling of the inadvertent receipt of material non-public information (MNPI). You will be required to interact with the business and compliance teams daily, providing advice and guidance on compliance matters. You will also assist with regulatory examinations, inquiries, investigations, and projects as n...

As a Compliance Analyst at Millennium Management, you will be responsible for various tasks to ensure the firm's adherence to regulatory requirements and industry standards. Your role will involve: - Conducting general electronic communications and trading surveillance reviews, focusing on identifying potential insider trading and market manipulation. - Monitoring daily surveillance reports using exception reports and other tools to detect any irregularities. - Reviewing surveillance alerts, performing analysis, and escalating findings when necessary. - Assisting in investigating and managing inadvertent receipt of material non-public information (MNPI). - Providing advice and guidance to fi...

Role Overview: You will be responsible for conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential insider trading and market manipulation. Your role will involve investigating and resolving monitoring alerts promptly, ensuring thorough investigation of significant issues, and escalating them when necessary. Additionally, you will play a key role in driving continuous improvement of the surveillance framework, including refinement and calibration. You will contribute to the implementation of strategic projects within the department, participate in team discussions, investigations, and knowledge sharing, and assist in produ...

As a Trade Surveillance Analyst at Millennium Management, you will play a crucial role in ensuring compliance with regulatory requirements and maintaining the integrity of the firm's operations. You will be responsible for conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential instances of insider trading and market manipulation. By monitoring daily surveillance reports and using various tools, you will analyze alerts, escalate findings as necessary, and assist in the investigation of material non-public information (MNPI). Your role will also involve regular interaction with the business and compliance teams to provide g...

As a Compliance Analyst at Millennium Management, you will be responsible for conducting general electronic communications and trading surveillance reviews, focusing on potential insider trading and market manipulation. Your role will involve monitoring daily surveillance reports, analyzing surveillance alerts, and escalating findings as necessary. You will also assist in investigating and handling inadvertent receipt of material non-public information (MNPI). In this position, you will interact with the business and compliance teams on a daily basis, offering advice and guidance to firm personnel on compliance matters. Additionally, you will play a key role in regulatory examinations, inqui...

You will be joining Millennium Management, a global investment management firm established in 1989 with assets under management totaling approximately $74 billion. With over 2,300 employees worldwide and offices in the United States, Europe, and Asia, our core mission over the past 25+ years has been to provide our investors with the highest quality returns in the alternative investment industry while upholding our principles of integrity, discipline, and excellence. Your responsibilities will include conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential insider trading and market manipulation activities. You will be req...

Review clients policies and other documents for potential regulatory issues Assist with the scoping and planning of projects Conduct searches of electronic communications and analyze findings for regulatory and policy issues Document search results in ACA proprietary software Conduct online presence and social media reviews Draft reports for clients that summarize the scope of work and findings of each project Work under pressure and time constraints to ensure client deadlines are met Track progress of assignments using project management software tools Complete work independently within client and regulatory guidelines

Review clients policies and other documents for potential regulatory issues Assist with the scoping and planning of projects Conduct searches of electronic communications and analyze findings for regulatory and policy issues Document search results in ACA proprietary software Conduct online presence and social media reviews Draft reports for clients that summarize the scope of work and findings of each project Work under pressure and time constraints to ensure client deadlines are met Track progress of assignments using project management software tools Complete work independently within client and regulatory guidelines