Trade Surveillance Analyst

Role Overview: As a Senior Trade Surveillance Analyst at UBS, you will be responsible for performing automated and manual market conduct surveillance activities across the Investment Bank and Wealth Management division. Your role will involve analyzing instances of potentially suspicious activities flagged by systems, engaging with business stakeholders on market conduct-related escalations, driving continuous process improvements, and contributing to strategic projects and automation/optimization initiatives. Key Responsibilities: - Perform automated and manual market conduct surveillance activities across the Investment Bank and Wealth Management division. - Analyze instances of potentially suspicious activities flagged by systems. - Engage with business stakeholders on market conduct-related escalations and other matters. - Drive continuous process improvements and contribute to strategic projects and automation/optimization initiatives. Qualifications Required: - 1+ years of relevant work experience in the Trade Surveillance domain (banking, broker, and/or exchange-side). - Ample knowledge of Investment Banking and Wealth Management businesses, financial markets, products, and trade lifecycle with a particular focus on equities and ETDs. - Firsthand experience in performing market conduct-specific risk assessments, impact/gap assessments on the back of regulatory changes and enforcement actions, and in-depth design reviews of surveillance framework, policies, and procedures. - Strong compliance mindset, confidence to question the status quo, and challenge stakeholders when the responses are not satisfactory. Additional Company Details: UBS is the world's largest and the only truly global wealth manager, operating through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. With a presence in all major financial centers in more than 50 countries, UBS stands out for its global reach and expertise in the financial sector. If you are someone with a passion for financial markets, experience in trade surveillance, and a strong compliance mindset, this role at UBS may be the perfect fit for you.,