73 Regulatory Framework Jobs

As a Regulatory & Internal Steering Indicators Production Specialist within the Banking Book scope, your role involves contributing to the team's missions related to liquidity, interest rate, and foreign exchange risk. Your responsibilities include: - Understanding the functioning of Liquidity, interest rate, and foreign exchange risk in the banking book - Producing and certifying ALM metrics (structural interest rate and exchange rate risks) at the appropriate granularity - Participating in work to improve data quality and ensure recognition of metrics by business lines - Contributing to the preparation of the monthly ALM indicator validation committees - Participating in internal and ad ho...

Role Overview: As a Credit Manager-Credit Cards in the Retail Banking department at Mumbai, your role involves providing recommendations for improvements and changes to credit policies and procedures. You will conduct detailed analysis of the existing business portfolio, recommend changes for business development, and ensure the high quality of the retail portfolio while meeting target TAT. Utilize tools like automation and digitization to enhance process efficiency and ensure successful adoption of internal compliances and regulatory framework. Collaborate with internal and regulatory audit teams, coordinate with Collections, and review/approve credit proposals. Key Responsibilities: - Prov...

Description Amazon is a global organization at the forefront of the digital economy and offers a great opportunity for a dynamic and experienced indirect tax individual to manage the Amazon's Global Accounts Receivable compliance function. The AR Compliance Lead role in Finance Operations will be accountable for supporting effective and efficient solution launch. The Compliance Lead owns the definition of the Global AR overall compliance in terms of sequencing, scope and interdependencies. They will drive the immediate, near, mid and long-term planning for AR compliance as AR SME for regulatory regime changes. They will understand, represent and plan for the requirements coming from all of t...

Job Description: The role is responsible for executing an integrated risk management and assurance program for assigned countries within the region. This involves proactively identifying and managing key risks, leading the successful execution of Anti-Corruption Risk & Controls Monitoring, local speak-up investigations, and ERM for countries in scope. Additionally, you will develop and execute the approved annual assurance plan, share good practices and learnings in a timely manner, and enable the organization to continue learning and strengthening the broader ERC program. Key Responsibilities: - Ensure Compliance Anti-Corruption Risk & Controls Monitoring is executed for all countries in sc...

As a candidate for the role at Vamsi Pharma Pvt. Ltd. (VPPL), you will be responsible for various tasks to support the company's growth and success: - Conduct thorough market research and competitor analysis to assist strategic growth initiatives. - Utilize your New Business Development and Lead Generation skills to identify new opportunities. - Demonstrate strong Business Communication and Account Management abilities to maintain fruitful relationships. - Collaborate effectively with cross-functional teams (Regulatory, R&D, Supply Chain) to align business objectives and ensure timely project execution. - Possess a basic understanding of the regulatory framework in various countries. You sho...

As a Business Development Manager at Tractebel, your role will involve proactively meeting with clients to expand the advisory business and liaising with targeted clients to ensure Tractebel meets the Qualification Criterion. You will also be responsible for identifying potential partner organizations for collaboration, preparing presentations, executing advisory assignments, and conducting Techno-Commercial Due Diligence of different projects. Additionally, you will review project contracts, agreements, and other relevant documents to identify risks, manage projects, coordinate with clients and internal departments, and review financial models. Key Responsibilities: - Proactively meet with ...

Role Overview: As a Senior Trade Surveillance Analyst at UBS, you will be responsible for performing automated and manual market conduct surveillance activities across the Investment Bank and Wealth Management division. Your role will involve analyzing instances of potentially suspicious activities flagged by systems, engaging with business stakeholders on market conduct-related escalations, driving continuous process improvements, and contributing to strategic projects and automation/optimization initiatives. Key Responsibilities: - Perform automated and manual market conduct surveillance activities across the Investment Bank and Wealth Management division. - Analyze instances of potentiall...

As an Analyst RMG Capital & Funding at Barclays, you will be leveraging technology & risk expertise to aid Management in effectively understanding and managing the Risk & Capital profile of Global Markets. Your role will involve collaborating with various internal stakeholders across multiple businesses such as RMG, Sales, Trading, Product Control, Credit, Legal, and Ops Control. Key Responsibilities: - Collaborate and partner across products, functions, and regions to manage capital, funding, and balance sheet activities across Markets - Use technology to build next-gen tools for solving business problems - Assess and develop key critical skills relevant for success in a high-profile front ...

Role Overview: As an individual with relevant experience in equity research and writing investment reports, you will be responsible for interacting with UHNW clients and presenting investment ideas. Your role will involve understanding equity markets, investing, and portfolios, as well as collaborating with dealers, equity specialists, and equity advisors. Your primary goal will be to strengthen the SCSI position in the local market by providing high-quality investment reports to clients. Key Responsibilities: - Identify, write reports, and explain investment ideas to frontend dealers and clients - Support portfolio manager and CIO in asset management - Demonstrate a good understanding of eq...

As a part of the Transaction Management team within the Issuer Services India (ISV) at HSBC, you will be responsible for providing market-leading solutions for capital account transactions in India. Your role will involve extensive review and negotiation of documentation for specialized ISV products, including those related to capital market transactions, M&A, project finance, and real estate. You will also be advising, liaising, and managing senior business managers and external counsel throughout the transaction life cycle. Your interactions will extend to the Business Development and Client Services verticals of ISV on a deal-specific basis. Your responsibilities will include: - Working a...

As an Area Sales Manager for Personal Loan at IDFC First in Mumbai, your main responsibility will be to scale up the business for Personal Loan lending in the designated area. You will achieve this by delivering banking needs to customers in a cost-efficient and technology-effective manner. Collaboration with various teams like Retail team, Product Head, Operations, Sales, IT, Credit, and BIU will be crucial for the success in this role. Your ultimate goal is to provide a seamless and fulfilling customer experience and establish IDFC First as the primary bank for all banking needs. **Key Responsibilities:** - Acquire Personal loan customers in the identified segment and generate references f...

You will be responsible for ensuring smooth functioning of all operational activities of various segments offered by the Exchange. This includes coordinating Beginning of Day (BOD), Intraday, and End of Day (EOD) operations with other Market Infrastructure Institutions (MIIs). You will need to identify system enhancements and automation aligned with regulatory requirements, conduct User Acceptance Testing (UAT) and Mocks, and ensure successful implementation. Additionally, you will lead transformation initiatives for software development and system enhancements, collaborating with technology, regulatory, and other functional teams. Your role will involve activating CTCL and Algo IDs as per r...

As the Vice President Client and Product Controls at Barclays, you will play a crucial role in overseeing various activities related to regulatory and licensing requirements across multiple business units within the Investment Bank. Your responsibilities will include designing, monitoring, and evaluating controls related to Product Governance and Customer Complaints. You will need to excel in stakeholder management, producing management information, identifying when escalations are necessary, and recognizing opportunities for process and system enhancements. Successful interaction with stakeholders in different regions and functions will be a key aspect of this role. **Key Responsibilities:*...

As an Area Sales Manager - Home Loans Prime at IDFC First, your role involves expanding the Home Loan lending business in a designated area efficiently and effectively leveraging technology. You will collaborate closely with various teams within Retail Banking such as product, operations, sales, IT, credit, and business intelligence to deliver seamless customer experiences and establish IDFC First as the primary bank for all banking needs. Your key responsibilities will include: - Acquiring Home loan customers in the identified segment and generating references from the specified catchment area. - Growing the asset under management base for home loan lending solutions to meet revenue, cost, ...

Description Amazon is a global organization at the forefront of the digital economy and offers a great opportunity for a dynamic and experienced indirect tax individual to manage the Amazon's Global Accounts Receivable compliance function. The AR Compliance Lead role in Finance Operations will be accountable for supporting effective and efficient solution launch. The Compliance Lead owns the definition of the Global AR overall compliance in terms of sequencing, scope and interdependencies. They will drive the immediate, near, mid and long-term planning for AR compliance as AR SME for regulatory regime changes. They will understand, represent and plan for the requirements coming from all of t...

You will be joining Maxivision Super Specialty Eye Hospitals as the Head - Empanelment and Cashless (Pan India) based in Chennai. Your primary responsibility will be to oversee and manage the empanelment process of hospitals across India, establish strong relationships with insurance companies, and coordinate with third-party administrators (TPAs). Your key duties will include ensuring smooth cashless services for patients, identifying and bringing new partners on board, and ensuring compliance with regulatory policies. You will be leading negotiations, handling agreements, and monitoring the performance of empanelment and cashless processes. Key Responsibilities: - Oversee and manage the em...

As a Relationship Manager at the Branch, you will be responsible for all aspects of sales, including selling products in the identified location and surrounding areas. Your key responsibilities will include: - Prospecting and acquiring new clients through various channels such as networks, databases, references, and the open market. - Collaborating with investors, distributors, banks, and institutions to target specific schemes identified by the Business Head. - Organizing Investor Awareness Programs and coordinating with stakeholders. - Building and nurturing strong business relationships with customers to enhance satisfaction and secure repeat business. - Identifying and upselling opportun...

As a Risk Quantitative Analyst at SIGMA, you will play a crucial role in contributing to the mission of the company by participating in various methodology projects. Your responsibilities will include gathering and documenting requirements, analyzing and designing risk methods and models, developing and testing code changes, and ensuring that all methodologies and procedures are well-documented to meet internal and regulatory expectations. Key Responsibilities: - Participate in methodology projects, considering stakeholder interests and regulatory constraints. - Investigate, analyze, and design risk methods and models. - Design, develop, and test code changes for risk systems. - Document all...

As a Manager- Legal at Times Internet, you will play a crucial role in the legal aspects of the digital media and fintech industry. With 5-10 years of experience, your responsibilities will include: - Proficiently drafting, negotiating, and finalizing various agreements such as content licensing agreements, service agreements, ad sale agreements, and more within the regulatory framework. - Handling a wide range of contracts including telemarketing/telco agreements, NDAs, LOIs, consulting agreements, and website terms and conditions. - Collaborating with global players for strategic partnerships, app integration agreements, and marketing/sales agreements both domestically and globally. - Prov...

Roles & Responsibilities Job Description Visit critical cases for resolution and collection. Lead the team from front by visiting critical and high value customers. To strategize and implement plans to achieve GOAL for the region/stat To ensure Team adheres to policy and regulatory framework. To liaison with external vendors including Legal for driving productivity and efficiency. To provide timely feedback/updates for concerns which can have an impact on the organization financially or regulatory. Requirement Minimum 8 year experience in Collections and atleast 2 years in a similar role Knowledge of Secured and Unsecured business is a must. Legal knowledge will be an added advantage. Should...

As a Senior Mortgage Underwriter at Barclays, you will embark on a transformative journey spearheading the evolution of the digital landscape and driving innovation and excellence. You will utilize cutting-edge technology to revolutionize digital offerings, ensuring unparalleled customer experiences. Your success in this role will be evaluated based on key critical skills including experience with credit risk management, manual underwriting techniques, and job-specific skillsets. **Key Responsibilities:** - Identify potential red flags and discrepancies in applications that may indicate fraud or credit risk. - Analyze loan applications, including income verification, employment history, cred...

In this role at Accenture, you will be joining the CFO&EV Finance team in Europe with a specific focus on Risk & Compliance. Your responsibilities will include working closely with the Risk & Compliance Europe lead, providing thought leadership, shaping solutions in proposals, advising financial and non-financial institutions on risk management areas, and leading your team to research sales opportunities. You will also be involved in designing compelling sales messages, assets, and materials, as well as prioritizing solution advisory focus across different offerings and geographies within the CFO&EV R&C EMEA leadership. **Key Responsibilities:** - Build trust-based, strategic relationships w...

As an Analyst RMG Capital & Funding at Barclays, you will leverage technology & risk expertise to assist Management in effectively understanding and managing the Risk & Capital profile of Global Markets. Your role will require a collaborative and entrepreneurial drive to partner across products, functions, and regions. You will utilize your experience in Risk to manage capital, funding, and balance sheet activities across Markets. It is critical to leverage technology to build next-gen tools to help solve business problems. **Key Responsibilities:** - Collaborate across products, functions, and regions to manage capital, funding, and balance sheet activities. - Build next-gen tools using tec...

You will be a part of a dynamic team at BDO India Services Private Limited, the India member firm of BDO International, offering a wide range of strategic, operational, accounting, tax, and regulatory advisory services to domestic and international organizations. With over 8500 professionals operating across 12 cities in India, our client-centric and knowledge-driven work culture ensures exceptional client service and tailor-made solutions for our clients. **Roles & Responsibilities:** - **Execution** - Research and understand the regulatory and tax framework of overseas countries. - Facilitate and manage the preparation, review, and filing of applicable tax compliances in overseas countries...

Opportunity to work with a leading financial institution Opportunity to work directly with the senior management Job Description The Role will support the development, optimization, and execution of collections strategies across Unsecured Products. This role is integral in managing vendor and employee incentives, tracking customer communication effectiveness, refining collection models, and creating insightful dashboards for performance monitoring. The position will collaborate closely with the Business Intelligence team and other stakeholders to enhance collections efficiency and ensure the continuous improvement of recovery processes. Develop and implement digital communication strategies ...