3.0 - 7.0 years

0 Lacs

karnataka

On-site

As a Compliance Analyst at Millennium Management, you will be responsible for various tasks to ensure the firm's adherence to regulatory requirements and industry standards. Your role will involve: - Conducting general electronic communications and trading surveillance reviews, focusing on identifying potential insider trading and market manipulation. - Monitoring daily surveillance reports using exception reports and other tools to detect any irregularities. - Reviewing surveillance alerts, performing analysis, and escalating findings when necessary. - Assisting in investigating and managing inadvertent receipt of material non-public information (MNPI). - Providing advice and guidance to fi...

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Compliance Officer CLSA

4.0 - 8.0 years

0 Lacs

pune, maharashtra

On-site

Role Overview: You will be responsible for conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential insider trading and market manipulation. Your role will involve investigating and resolving monitoring alerts promptly, ensuring thorough investigation of significant issues, and escalating them when necessary. Additionally, you will play a key role in driving continuous improvement of the surveillance framework, including refinement and calibration. You will contribute to the implementation of strategic projects within the department, participate in team discussions, investigations, and knowledge sharing, and assist in produ...

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Trade Surveillance Analyst Compliance Millennium Management

3.0 - 7.0 years

0 Lacs

karnataka

On-site

As a Trade Surveillance Analyst at Millennium Management, you will play a crucial role in ensuring compliance with regulatory requirements and maintaining the integrity of the firm's operations. You will be responsible for conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential instances of insider trading and market manipulation. By monitoring daily surveillance reports and using various tools, you will analyze alerts, escalate findings as necessary, and assist in the investigation of material non-public information (MNPI). Your role will also involve regular interaction with the business and compliance teams to provide g...

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Trade Surveillance - Compliance Millennium

3.0 - 7.0 years

0 Lacs

karnataka

On-site

As a Compliance Analyst at Millennium Management, you will be responsible for conducting general electronic communications and trading surveillance reviews, focusing on potential insider trading and market manipulation. Your role will involve monitoring daily surveillance reports, analyzing surveillance alerts, and escalating findings as necessary. You will also assist in investigating and handling inadvertent receipt of material non-public information (MNPI). In this position, you will interact with the business and compliance teams on a daily basis, offering advice and guidance to firm personnel on compliance matters. Additionally, you will play a key role in regulatory examinations, inqui...

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Programmatic / Forensic / Surveillance Associate Millennium

8.0 - 12.0 years

0 Lacs

karnataka

On-site

You will be joining Millennium Management, a global investment management firm established in 1989 with assets under management totaling approximately $74 billion. With over 2,300 employees worldwide and offices in the United States, Europe, and Asia, our core mission over the past 25+ years has been to provide our investors with the highest quality returns in the alternative investment industry while upholding our principles of integrity, discipline, and excellence. Your responsibilities will include conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential insider trading and market manipulation activities. You will be req...

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