Trade Surveillance Analyst Compliance

As a Trade Surveillance Analyst at Millennium Management, you will play a crucial role in ensuring compliance with regulatory requirements and maintaining the integrity of the firm's operations. You will be responsible for conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential instances of insider trading and market manipulation. By monitoring daily surveillance reports and using various tools, you will analyze alerts, escalate findings as necessary, and assist in the investigation of material non-public information (MNPI). Your role will also involve regular interaction with the business and compliance teams to provide guidance on compliance matters, as well as assisting with regulatory examinations, inquiries, and projects. You will be expected to draft and amend compliance-related policies and procedures, monitor regulatory changes and industry initiatives, and lead special projects involving multiple stakeholders within the firm. To excel in this role, you should ideally possess a Bachelor's degree in finance, Economics, or a related field, along with at least 3 years of relevant experience. Prior experience in surveillance or a related role at a regulatory authority, bank, broker, or buy-side firm would be advantageous. Knowledge of the securities and trading industry, particularly in the US financial markets, is preferred. You should also have experience working with third-party surveillance platforms and demonstrate exceptional written, analytical, and research skills. Strong attention to detail, effective communication skills, and the ability to work independently with various levels of management and staff are essential for success in this position. You must be a proactive team player with a desire to continuously learn and improve. The ability to handle multiple tasks simultaneously, identify complex problems, and evaluate options will be key to your success. Proficiency in computer skills, including Bloomberg, MS Outlook, Word, Excel, and PowerPoint, is required for this role. If you are a motivated and detail-oriented professional with a passion for compliance and a keen interest in the financial markets, we encourage you to apply for the Trade Surveillance Analyst position at Millennium Management. Join us in our mission to deliver high-quality returns to investors while upholding principles of integrity, discipline, and excellence.,