Senior Vice President-Business Compliance

Candidates are requested to share their resumes to kritika.chauhan@taggd.in

1. Formulate and execute a compliance program including mechanisms to track regulatory risks and policy compliance to provide pro-active Regulatory and Statutory Compliance support to the business

2. Lead the regulatory examinations/inspections/audits by regulatory bodies

3. Identify emerging Compliance trends, including related regulatory and policy issues that may impact the business

4. Sustain the Compliance Operating Model/program for the business by ensuring timely reporting of metrics to internal committees

5.Monitor functional compliance of all functions within the business & timely closure of actionable by functions

6. Support business growth by partnering with business on new product introductions, marketing proposals, customer communications, marketing material etc. to help identify & resolve any Compliance related risks

7. Work with Sales, Risk, Marketing and the other functional teams to ensure their processes & practices are in compliance with local law regulatory requirements, internal company requirements or Corporate policies & procedures

8. Monitor industry compliance activities and other trends (external and internal) through appropriate early warning systems in order to take pre-emptive actions

9. Support the business leadership in driving organizational understanding & adherence to business specific policies & procedures in consultation with Business Compliance Leader

10. Support the business in complying with the various laws and regulations applicable to the Business including but not limited to RBI, SEBI, IRDA, TRAI, UIDAI, FIU-IND etc. & NBFC guidelines and regulations/licenses that may be required to conduct business and/or regulatory requirements and any other emerging risk areas related to local laws/policies