Senior Manager - Compliance

Senior Manager & Manager Compliance

Count

Locations

Role Summary:

o Cash Transaction Report (CTR); o Counterfeit Currency Report (CCR); o Non-Profit Organization Transaction Report (NTR); o Suspicious Transaction Report (STR). Perform Product Risk Assessment for risk categorization of product.

Preparing the AML Training content and ensuring all new, existing Employees and Agents are trained on AML.

Screening of Customers, Agents etc. on ongoing basis and identifying reportable transactions. Conduct open-source search to find relevant information to complete the analysis and review. Reviewing Politically Exposed Person (PEP) - High Risk case before issuance of the policy. Circulating the FATF identified countries list to the relevant stakeholders and ensure compliance. Regular communication on AML/CFT regulation/policy to all Employees through emailer or other mode.

Advisory on AML queries raised/opinion received from Regulator, Company Sales and Operations functions.

BOrganizational Relationships

AVP- Compliance

Supervises

CJob Dimensions

Geographic Area Covered

Internal Stakeholders

External

DKey Result Areas

Organization Process

Key Contributions

Sales

Relationship Management

Liaison with IRDAI & FIU-Ind to resolve business issues.

Ensure Compliance

Enhancement of Software and technology for generation of s and reporting.

MIS

Technical

Regulatory Requirements:

Subject Matter Expertise:

Connecting with Others:

Interpersonal skills

Supervising/Leadership skills

Relationship Building skills

FIncumbent Characteristics

Essential

Desired

Qualification

Experience

Age

Any