Senior Compliance Officer

As a Senior Compliance Professional at Aikyam Capital, you will play a crucial role in ensuring trust, governance, and integrity through compliance practices. Your responsibilities and qualifications are outlined below: Role Overview: - Lead and manage compliance programs across multiple verticals - Ensure adherence to SEBI, Exchange regulations, and internal policies - Review SOPs, policies, agreements to align with compliance standards - Drive internal audits, risk assessments, and training initiatives - Oversee regulatory submissions, CTCL, ALGO, COLO, and exchange approvals - Act as the key liaison between leadership, regulators, and industry bodies Key Responsibilities: - CS and/or LLB (mandatory) | Finance degree preferred - NISM certifications (must-have) - 10+ years experience in broking / merchant banking compliance (clearing experience a plus) - Hands-on with compliance systems (LD, Comptek, TSS) - Strong regulator & exchange network - Strategic thinker with attention to detail Join Aikyam Capital to lead compliance for a high-growth, trusted investment firm where transparency, governance, and regulatory excellence are valued. You will have the opportunity to collaborate with senior leaders and make a meaningful impact in capital markets. Apply now by sending your resume to hr@aikyamcap.com with the subject line "Application - Senior Compliance Professional".,